Chapter 3 Investigation—failures by authorised persons to comply with conditions of authorisationF1
England and Wales Repealed
- 35Regulator to investigate complaints or suspicions of unprofessional conduct
- 36Breaches by authorised persons of condition: requirement to provide information etc
- 37Search warrants for purposes of investigation of professional conduct
Annotations
Textual amendments
- F1
Regulations revoked (29.11.2018 for specified purposes, 1.4.2019 in so far as not already in force) by The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018 (S.I. 2018/1253), arts. 1(2)(3), 105(c) (with transitional provisions and savings in arts. 39-83, 106, 111)