Paragraph 2 I1

England, Wales and Scotland

F1(1)

In respect of the applicant—

(a)

the name of the applicant;

(b)

the name of any person whom the applicant intends will enter into the CFD on the applicant’s behalf in respect of the CFD unit;

(c)

where the applicant is a UK registered company, the company registration number of the applicant;

F2(ca)

where the applicant is an unincorporated association, the name of the person whom the applicant intends will act as representative for the parties to the unincorporated association in the CFD;

(d)

where the applicant is not a corporate body—

(i)

whether the applicant has a legal personality; and

(ii)

if not, the person whom the applicant intends will enter into the CFD on the applicant’s behalf in respect of the CFD unit;

(e)

where the applicant is VAT registered, the VAT registration number of the applicant;

(f)

where the applicant is a company but not registered in the UK—

(i)

the company registration number (or an equivalent identifier) in the jurisdiction in which it is registered; and

(ii)

if applicable, the registration number (if any) for any equivalent to VAT for which the company must account in the jurisdiction in which it is registered.

F3(2)

Where an applicant is an unincorporated association—

(a)

the requirement relating to the applicant in paragraph (a) of sub-paragraph (1) applies in relation to the unincorporated association and each member of the unincorporated association;

(b)

the requirements relating to the applicant in paragraphs (b), (c), (e) and (f) of sub-paragraph (1) apply in relation to each member of the unincorporated association;

(c)

paragraph (d) does not apply.

Annotations

Textual amendments

F1: Sch. 1 para. 2 renumbered as Sch. 1 para. 2(1) (20.7.2016) by The Contracts for Difference (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/784), regs. 1(1), 19(a)
F2: Sch. 1 para. 2(1)(ca) inserted (20.7.2016) by The Contracts for Difference (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/784), regs. 1(1), 19(b)
F3: Sch. 1 para. 2(2) inserted (20.7.2016) by The Contracts for Difference (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/784), regs. 1(1), 19(c)

Commencement

I1: Sch. 1 para. 2 in force at 1.8.2014, see reg. 1(1)