Regulation 21 Offence of misleading FCAI1

United Kingdom

Section 398(1) of the Act M1 (misleading FCA or PRA: residual cases) applies in respect of a requirement to provide information under—

(a)

these Regulations,

(b)

the Act as applied by these Regulations, and

(c)

the CRA Regulation,

as it applies in respect of a requirement falling within subsection (1A) of that section.

Annotations

M1: 2000 c. 8. Section 398 is amended by paragraph 36 of Schedule 9 to the Financial Services Act 2012 (c. 21), S.I. 2013/1773, S.I. 2015/1882, S.I. 2016/680, S.I. 2017/701, S.I. 2018/135 and S.I. 2018/698.

I1: Reg. 21 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

F1: Regulations revoked (1.1.2024 for the revocation of reg. 3(3)) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 5(c)(iii)