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Regulation (EC) No 300/2008 of the European Parliament and of the Council of 11 March 2008 on ... rules in the field of civil aviation security and repealing Regulation (EC) No 2320/2002 (Text with EEA relevance)

EU Regulation No 300/2008 · Adopted 11 March 2008 · Extends to United Kingdom

Original text. legislation.gov.uk does not revise this item, so later amendments are not shown here. Changes made to it are listed under each provision when known.

Regulation (EC) No 300/2008 of the European Parliament and of the Council

of 11 March 2008

on F1... rules in the field of civil aviation security and repealing Regulation (EC) No 2320/2002

(Text with EEA relevance)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, and in particular Article 80(2) thereof,

Having regard to the proposal from the Commission,

Having regard to the opinion of the European Economic and Social Committeef1,

Having consulted the Committee of the Regions,

Acting in accordance with the procedure laid down in Article 251 of the Treatyf2, in the light of the joint text approved by the Conciliation Committee on 16 January 2008.

Whereas:

(1)

In order to protect persons and goods within the European Union, acts of unlawful interference with civil aircraft that jeopardise the security of civil aviation should be prevented by establishing common rules for safeguarding civil aviation. This objective should be achieved by setting common rules and common basic standards on aviation security as well as mechanisms for monitoring compliance.

(2)

It is desirable, in the interests of civil aviation security generally, to provide the basis for a common interpretation of Annex 17 to the Chicago Convention on International Civil Aviation of 7 December 1944.

(3)

Regulation (EC) No 2320/2002 of the European Parliament and of the Council of 16 December 2002 establishing common rules in the field of civil aviation securityf3 was adopted as a result of the events of 11 September 2001 in the United States. A common approach is needed in the field of civil aviation security and consideration should be given to the most effective means of offering assistance following terrorist acts that have a major impact in the transport field.

(4)

The content of Regulation (EC) No 2320/2002 should be revised in the light of the experience gained, and the Regulation itself should be repealed and replaced by this Regulation seeking the simplification, harmonisation and clarification of the existing rules and the improvement of the levels of security.

(5)

Given the need for more flexibility in adopting security measures and procedures in order to meet evolving risk assessments and to allow new technologies to be introduced, this Regulation should lay down the basic principles of what has to be done in order to safeguard civil aviation against acts of unlawful interference without going into the technical and procedural details of how they are to be implemented.

(6)

This Regulation should apply to airports serving civil aviation located in the territory of a Member State, to operators providing services at such airports and to entities providing goods and/or services to or through such airports.

(7)

Without prejudice to the Convention on offences and certain other acts committed on board aircraft, Tokyo, 1963, the Convention for the suppression of unlawful seizure of aircraft, The Hague, 1970, and the Convention for the suppression of unlawful acts against the safety of civil aviation, Montreal, 1971, this Regulation should also cover security measures that apply on board an aircraft, or during a flight, of Community air carriers.

(8)

Each Member State retains the competence to decide whether to deploy in-flight security officers on aircraft registered in that Member State and on flights of air carriers licensed by it as well as to ensure, in accordance with paragraph 4.7.7 of Annex 17 to the Chicago Convention on International Civil Aviation and under the terms of that Convention, that such officers are government personnel who are specially selected and trained, taking into account the required security and safety aspects on board an aircraft.

(9)

The various types of civil aviation do not necessarily present the same level of threat. In setting common basic standards on aviation security, the size of the aircraft, the nature of the operation and/or the frequency of operations at airports should be taken into account with a view to permitting the grant of derogations.

(10)

Member States should also be allowed, on the basis of a risk assessment, to apply more stringent measures than those laid down in this Regulation.

(11)

Third countries may require the application of measures that differ from those laid down in this Regulation in respect of flights from an airport in a Member State to, or over, that third country. However, without prejudice to any bilateral agreements to which the Community is a party, it should be possible for the Commission to examine the measures required by the third country.

(12)

Even though, within a single Member State, there may be two or more bodies involved in aviation security, each Member State should designate a single authority responsible for the coordination and monitoring of the implementation of security standards.

(13)

In order to define responsibilities for the implementation of the common basic standards on aviation security and to describe what measures are required by operators and other entities for this purpose, each Member State should draw up a national civil aviation security programme. Furthermore, each airport operator, air carrier and entity implementing aviation security standards should draw up, apply and maintain a security programme in order to comply both with this Regulation and with whichever national civil aviation security programme is applicable.

(14)

In order to monitor compliance with this Regulation and with the national civil aviation security programme, each Member State should draw up and ensure the implementation of a national programme to check the level and quality of civil aviation security.

(15)

In order to monitor the application by Member States of this Regulation, and also to make recommendations to improve aviation security, the Commission should conduct inspections, including unannounced inspections.

(16)

As a general rule, the Commission should publish measures that have a direct impact on passengers. Implementing acts setting out common measures and procedures for the implementation of the common basic standards on aviation security which contain sensitive security information, together with Commission inspection reports and the answers of the appropriate authorities should be regarded as EU classified information within the meaning of Commission Decision 2001/844/EC, ECSC, Euratom of 29 November 2001 amending its internal rules of proceduref4. Those items should not be published and should be made available only to those operators and entities with a legitimate interest.

(17)

The measures necessary for the implementation of this Regulation should be adopted in accordance with Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commissionf5.

(18)

In particular, the Commission should be empowered to adopt general measures amending non-essential elements of the common basic standards by supplementing them, set criteria allowing Member States both to derogate from the common basic standards and to adopt alternative security measures, and adopt specifications for national quality control programmes. Since those measures are of general scope and are designed to amend non-essential elements of this Regulation by supplementing it with new non-essential elements, they must be adopted in accordance with the regulatory procedure with scrutiny provided for in Article 5a of Decision 1999/468/EC.

(19)

When, on imperative grounds of urgency, the normal time-limits for the regulatory procedure with scrutiny cannot be complied with, the Commission should be able to apply the urgency procedure provided for in Article 5a(6) of Decision 1999/468/EC for the adoption of common rules for safeguarding civil aviation.

(20)

The goal of ‘one-stop security’ for all flights within the European Union should be advanced.

(21)

Furthermore, it should not be necessary to rescreen passengers or their baggage arriving on flights from third countries that have aviation security standards equivalent to those laid down by this Regulation. Therefore, without prejudice to the right of each Member State to apply more stringent measures, or to the respective competences of the Community and Member States, decisions of the Commission, and, where necessary, agreements between the Community and third countries, which recognise that the security standards applied in the third country are equivalent to the common standards, should be encouraged since these further one-stop security.

(22)

This Regulation is without prejudice to the application of rules on aviation safety, including those relating to the transport of dangerous goods.

(23)

Penalties should be provided for infringements of the provisions of this Regulation. Those penalties, which may be of a civil or administrative nature, should be effective, proportionate and dissuasive.

(24)

The Ministerial Statement on Gibraltar Airport, agreed in Cordoba on 18 September 2006 during the first Ministerial meeting of the Forum of Dialogue on Gibraltar, will replace the Joint Declaration on Gibraltar Airport made in London on 2 December 1987, and full compliance with it will be deemed to constitute compliance with the 1987 Declaration.

(25)

Since the objectives of this Regulation, namely to safeguard civil aviation against acts of unlawful interference and to provide a basis for a common interpretation of Annex 17 to the Chicago Convention on International Civil Aviation, cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale and effects of this Regulation, be better achieved at Community level, the Community may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve those objectives,

HAVE ADOPTED THIS REGULATION:

Annotations to the whole text

Textual amendments

F1

Regulation title amended (31.12.2020) by The Aviation Security (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/547), regs. 1, 4; 2020 c. 1, Sch. 5 para. 1(1)

Footnotes

f1

OJ C 185, 8.8.2006, p. 17.

f2

Opinion of the European Parliament of 15 June 2006 (OJ C 300 E, 9.12.2006, p. 463), Council Common Position of 11 December 2006 (OJ C 70 E, 27.3.2007, p. 21) and Position of the European Parliament of 25 April 2007 (not yet published in the Official Journal), Legislative Resolution of the European Parliament of 11 March 2008 (not yet published in the Official Journal) and Council Decision of 4 March 2008.

f3

OJ L 355, 30.12.2002, p. 1. Regulation as amended by Regulation (EC) No 849/2004 (OJ L 158, 30.4.2004, p. 1, corrected by OJ L 229, 29.6.2004, p. 3).

f4

OJ L 317, 3.12.2001, p. 1. Decision as last amended by Decision 2006/548/EC, Euratom (OJ L 215, 5.8.2006, p. 38).

f5

OJ L 184, 17.7.1999, p. 23. Decision as amended by Decision 2006/512/EC (OJ L 200, 22.7.2006, p. 11).

Contents

  1. 1Objectives
  2. 2Scope
  3. 3Definitions
  4. 4... Basic standards
  5. 5Security costs
  6. 6More stringent measures ...
  7. 7Security measures required by third countries Repealed
  8. 8Cooperation with the International Civil Aviation Organisation Repealed
  9. 9Appropriate authority
  10. 10National civil aviation security programme
  11. 11National quality control programme
  12. 12Airport security programme
  13. 13Air carrier security programme
  14. 14Entity security programme
  15. 15... Inspections
  16. 15AParliamentary procedure
  17. 16Annual report Repealed
  18. 17Stakeholders’ Advisory Group Repealed
  19. 18Dissemination of information Repealed
  20. 19Committee procedure Repealed
  21. 20Agreements between the Community and third countries Repealed
  22. 21Penalties Repealed
  23. 22Commission report on financing Repealed
  24. 23Repeal
  25. 24Entry into force
  26. Signature
  27. Annex I: ... BASIC STANDARDS FOR SAFEGUARDING CIVIL AVIATION AGAINST ACTS OF UNLAWFUL INTERFERENCE (ARTICLE 4)
  28. AIRPORT SECURITY
  29. 1.1Airport planning requirements
  30. 1.2Access control
  31. 1.3Screening of persons other than passengers and items carried
  32. 1.4Examination of vehicles
  33. 1.5Surveillance, patrols and other physical controls
  34. 2DEMARCATED AREAS OF AIRPORTS
  35. 3AIRCRAFT SECURITY
  36. PASSENGERS AND CABIN BAGGAGE
  37. 4.1Screening of passengers and cabin baggage
  38. 4.2Protection of passengers and cabin baggage
  39. 4.3Potentially disruptive passengers
  40. HOLD BAGGAGE
  41. 5.1Screening of hold baggage
  42. 5.2Protection of hold baggage
  43. 5.3Baggage reconciliation
  44. CARGO AND MAIL
  45. 6.1Security controls for cargo and mail
  46. 6.2Protection of cargo and mail
  47. 7AIR CARRIER MAIL AND AIR CARRIER MATERIALS
  48. 8IN-FLIGHT SUPPLIES
  49. 9AIRPORT SUPPLIES
  50. 10IN-FLIGHT SECURITY MEASURES
  51. 11STAFF RECRUITMENT AND TRAINING
  52. 12SECURITY EQUIPMENT
  53. Annex II: ... Specifications for the national quality control programme to be implemented by the appropriate authority in the field of civil aviation security
  54. DEFINITIONS
  55. 1.1For the purposes of this Annex, the following definitions shall apply:
  56. POWERS OF THE APPROPRIATE AUTHORITY
  57. 2.1Division 2.1
  58. 2.2Division 2.2
  59. 2.3A graduated and proportionate approach shall be established regarding deficiency correction activities and enforcement measures. This approach shall consist of progressive steps to be followed until correction is achieved, including:
  60. OBJECTIVES AND CONTENT OF THE NATIONAL QUALITY CONTROL PROGRAMME
  61. 3.1Division 3.1
  62. 3.2The national quality control programme shall include the following elements:
  63. COMPLIANCE MONITORING
  64. 4.1Division 4.1
  65. 4.2Division 4.2
  66. 4.3Division 4.3
  67. 4.4Division 4.4
  68. 4.5Division 4.5
  69. 4.6Division 4.6
  70. METHODOLOGY
  71. 5.1Division 5.1
  72. 5.2Division 5.2
  73. 5.3Division 5.3
  74. SECURITY AUDITS
  75. 6.1A security audit shall cover:
  76. 6.2The methodology for conducting a security audit shall take into consideration the following elements:
  77. 6.3In order to confirm that security measures are implemented, the conduct of a security audit shall be based on a systematic gathering of information by one or more of the following techniques:
  78. 6.4Division 6.4
  79. INSPECTIONS
  80. 7.1Division 7.1
  81. 7.2Division 7.2
  82. 7.3Inspections shall be unannounced. Where the appropriate authority considers that this is not practicable, inspections may be announced. The methodology for conducting an inspection shall take into consideration the following elements:
  83. 7.4In order to confirm that security measures are effective, the conduct of the inspection shall be based on the systematic gathering of information by one or more of the following techniques:
  84. 7.5Division 7.5
  85. 7.6Division 7.6
  86. TESTS
  87. 8.1Tests shall be carried out to examine the effectiveness of the implementation of at least the following security measures:
  88. 8.2A test protocol including the methodology shall be developed taking into consideration the legal, safety and operational requirements. The methodology shall address the following elements:
  89. SURVEYS
  90. 9.1Division 9.1
  91. REPORTING
  92. 10.1Division 10.1
  93. 10.2The following elements shall be included:
  94. 10.3Division 10.3
  95. ... CLASSIFICATION OF COMPLIANCE
  96. 11.1Division 11.1
  97. CORRECTION OF DEFICIENCIES
  98. 12.1Division 12.1
  99. 12.2Division 12.2
  100. FOLLOW-UP ACTIVITIES RELATED TO THE VERIFICATION OF THE CORRECTION
  101. 13.1Division 13.1
  102. 13.2Division 13.2
  103. AVAILABILITY OF AUDITORS
  104. 14.1Division 14.1
  105. QUALIFICATION CRITERIA FOR AUDITORS
  106. 15.1The appropriate authority shall ensure that auditors performing functions on behalf of the appropriate authority:
  107. 15.2The auditors shall have the following competencies:
  108. 15.3Division 15.3
  109. POWERS OF AUDITORS
  110. 16.1Division 16.1
  111. 16.2Division 16.2
  112. 16.3Auditors shall be entitled to:
  113. 16.4As a consequence of the powers conferred on auditors, the appropriate authority shall act in accordance with point 2.3 in the following cases:
  114. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  115. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  116. IAppendix I
  117. IIAppendix II
  118. IIIAppendix III Repealed