OpenLegislation

Regulation (EU) No 1011/2012 of the European Central Bank of 17 October 2012 concerning statistics on holdings of securities (ECB/2012/24) (revoked)

EU Regulation No 1011/2012 · Adopted 17 October 2012 · Extends to United Kingdom

Original text. legislation.gov.uk does not revise this item, so later amendments are not shown here. Changes made to it are listed under each provision when known.

Regulation (EU) No 1011/2012 of the European Central Bank

of 17 October 2012

concerning statistics on holdings of securities

(ECB/2012/24) (revoked)

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations to the whole text

Textual amendments

F1

Regulation revoked (15.12.2021) by The UK Statistics (Amendment etc.) (EU Exit) Regulations 2021 (S.I. 2021/1300), reg. 1, Sch. 1 para. 66

Contents

  1. 1Definitions Repealed
  2. 2Actual reporting population Repealed
  3. 3Statistical reporting requirements for sectoral data reporting agents Repealed
  4. 3aStatistical reporting requirements for group data reporting agents Repealed
  5. 3bGeneral statistical reporting requirements Repealed
  6. 4Derogations for sectoral data reporting agents Repealed
  7. 4aDerogations for group data reporting agents Repealed
  8. 4bGeneral derogations and framework applicable to all derogations Repealed
  9. 5Accounting rules for the reporting of sectoral data Repealed
  10. 5aAccounting rules for the reporting of group data Repealed
  11. 5bGeneral accounting rules Repealed
  12. 6Timeliness of sectoral data Repealed
  13. 6aTimeliness of group data Repealed
  14. 6bGeneral timeliness Repealed
  15. 7Minimum standards and national reporting arrangements Repealed
  16. 7aMergers, divisions and reorganisations Repealed
  17. 8Verification and compulsory collection Repealed
  18. 9Simplified amendment procedure Repealed
  19. 10First reporting Repealed
  20. 10aFirst reporting following the entry into force of Regulation (EU) 2015/730 (ECB/2015/18) Repealed
  21. 10bFirst reporting following the entry into force of Regulation (EU) 2016/1384 of the European Central Bank (ECB/2016/22) Repealed
  22. 10cFirst reporting following the entry into force of Regulation (EU) 2018/318 of the European Central Bank (ECB/2018/7) Repealed
  23. 11Final provision Repealed
  24. Annex I: STATISTICAL REPORTING REQUIREMENTS Repealed
  25. CHAPTER 1: SECTORAL DATADivision CHAPTER 1: SECTORAL DATA Repealed
  26. CHAPTER 2: GROUP DATADivision CHAPTER 2: GROUP DATA Repealed
  27. Annex II: DEFINITIONS Repealed
  28. PART 1Definitions of instrument categories Repealed
  29. PART 2Definitions of sectors Repealed
  30. Definition of financial transactions Repealed
  31. 1Division 1 Repealed
  32. 2Financial transactions are defined as transactions in financial assets and liabilities between resident institutional units, and between them and non-resident institutional units. A financial transaction between institutional units is a simultaneous creation or liquidation of a financial asset and the counterpart liability, or a change in ownership of a financial asset, or an assumption of a liability. Accrued interest not yet paid is recorded as a financial transaction, showing that interest is reinvested in the relevant financial instrument. Repealed
  33. 3Division 3 Repealed
  34. 4Price and exchange rate revaluations refer to fluctuations in the valuation of the securities that arise either from changes in the price of securities and/or in exchange rates that affect the values expressed in euro of securities denominated in a foreign currency. As these changes represent holdings gains or losses which are not due to financial transactions, these effects need to be removed from the transactions data. Repealed
  35. 5Division 5 Repealed
  36. PART 4Definitions of security-by-security attributes Repealed
  37. PART 5General definitions Repealed
  38. PART 6Definition of holder attributes Repealed
  39. PART 7Definition of issuer attributes Repealed
  40. PART 8Definition of accounting and risk related attributes Repealed
  41. Annex IIIMINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION Repealed
  42. 1Minimum standards for transmission: Repealed
  43. 2Minimum standards for accuracy: Repealed
  44. 3Minimum standards for compliance with concepts: Repealed
  45. 4Minimum standards for revisions: Repealed

1DefinitionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Actual reporting populationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Statistical reporting requirements for sectoral data reporting agentsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3aStatistical reporting requirements for group data reporting agentsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3bGeneral statistical reporting requirementsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Derogations for sectoral data reporting agentsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4aDerogations for group data reporting agentsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4bGeneral derogations and framework applicable to all derogationsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5Accounting rules for the reporting of sectoral dataF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5aAccounting rules for the reporting of group dataF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5bGeneral accounting rulesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6Timeliness of sectoral dataF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6aTimeliness of group dataF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6bGeneral timelinessF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7Minimum standards and national reporting arrangementsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7aMergers, divisions and reorganisationsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8Verification and compulsory collectionF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9Simplified amendment procedureF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10First reportingF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10aFirst reporting following the entry into force of Regulation (EU) 2015/730 (ECB/2015/18)F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10bFirst reporting following the entry into force of Regulation (EU) 2016/1384 of the European Central Bank (ECB/2016/22)F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10cFirst reporting following the entry into force of Regulation (EU) 2018/318 of the European Central Bank (ECB/2018/7)F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

11Final provisionF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

CHAPTER 1: SECTORAL DATAF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

CHAPTER 2: GROUP DATAF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 1Definitions of instrument categoriesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 2Definitions of sectorsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Financial transactions are defined as transactions in financial assets and liabilities between resident institutional units, and between them and non-resident institutional units. A financial transaction between institutional units is a simultaneous creation or liquidation of a financial asset and the counterpart liability, or a change in ownership of a financial asset, or an assumption of a liability. Accrued interest not yet paid is recorded as a financial transaction, showing that interest is reinvested in the relevant financial instrument.F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Price and exchange rate revaluations refer to fluctuations in the valuation of the securities that arise either from changes in the price of securities and/or in exchange rates that affect the values expressed in euro of securities denominated in a foreign currency. As these changes represent holdings gains or losses which are not due to financial transactions, these effects need to be removed from the transactions data.F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 4Definitions of security-by-security attributesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 5General definitionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 6Definition of holder attributesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 7Definition of issuer attributesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 8Definition of accounting and risk related attributesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annex IIIMINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATIONF1

Actual reporting agents must fulfil the following minimum standards to meet the statistical reporting requirements of the European Central Bank (ECB).

1Minimum standards for transmission:F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Minimum standards for accuracy:F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Minimum standards for compliance with concepts:F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Minimum standards for revisions:F1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .