Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (recast) (ECB/2013/38) (revoked)
EU Regulation No 1073/2013 · Adopted 18 October 2013 · Extends to United Kingdom
Regulation (EU) No 1073/2013 of the European Central Bank
of 18 October 2013
concerning statistics on the assets and liabilities of investment funds (recast)
(ECB/2013/38) (revoked)
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Annotations to the whole text
Textual amendments
- F1
Regulation revoked (15.12.2021) by The UK Statistics (Amendment etc.) (EU Exit) Regulations 2021 (S.I. 2021/1300), reg. 1, Sch. 1 para. 69
Contents
- 1Definitions Repealed
- 2Actual reporting population Repealed
- 3List of IFs for statistical purposes Repealed
- 4Fund-by-fund reporting Repealed
- 5Quarterly and monthly statistical reporting requirements Repealed
- 6Revaluation adjustments or transactions Repealed
- 7Accounting rules Repealed
- 8Derogations Repealed
- 9Timeliness Repealed
- 10Minimum standards and national reporting arrangements Repealed
- 11Mergers, divisions and reorganisations Repealed
- 12Verification and compulsory collection Repealed
- 13First reporting Repealed
- 14Repeal Repealed
- 15Final provision Repealed
- Signature
- Annex I: STATISTICAL REPORTING REQUIREMENTS Repealed
- General statistical reporting requirements Repealed
- 1The actual reporting population must provide the following statistical information: Repealed
- 2Division 2 Repealed
- 3Division 3 Repealed
- Residency and economic sector of the holders of IF shares/units Repealed
- 1Division 1 Repealed
- 2Division 2 Repealed
- 3As regards bearer shares/units, reporting agents report data on the residency and sector breakdown of the holders of IF shares/units in accordance with the approach decided by the relevant NCB. This requirement is limited to one or a combination of the following options, to be selected having regard to the organisation of the relevant markets and the national legal arrangements in the Member State in question. This requirement will be periodically monitored by the NCB. Repealed
- 4Division 4 Repealed
- 5Division 5 Repealed
- PART 3Reporting tables Repealed
- Annex II: DEFINITIONS Repealed
- Definitions of instrument categories Repealed
- 1Division 1 Repealed
- 2Division 2 Repealed
- 3Financial claims can be distinguished by whether they are negotiable or not. A claim is negotiable if its ownership is readily capable of being transferred from one unit to another by delivery or endorsement or of being offset in the case of financial derivatives. While any financial instrument can be potentially traded, negotiable instruments are designed to be traded on an organised exchange or ‘over-the-counter’, although actual trading is not a necessary condition for negotiability. Repealed
- PART 2Definitions of security-by-security attributes Repealed
- PART 3Definitions of sectors Repealed
- Annex III: REVALUATION ADJUSTMENTS OR TRANSACTIONS Repealed
- 1Division 1 Repealed
- 2Division 2 Repealed
- 3Division 3 Repealed
- Annex IVMINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION Repealed
- 1Minimum standards for transmission: Repealed
- 2Minimum standards for accuracy: Repealed
- 3Minimum standards for compliance with concepts: Repealed
- 4Minimum standards for revisions: Repealed
- Annex VAnnex V Repealed
1DefinitionsF1
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2Actual reporting populationF1
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3List of IFs for statistical purposesF1
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4Fund-by-fund reportingF1
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5Quarterly and monthly statistical reporting requirementsF1
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6Revaluation adjustments or transactionsF1
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7Accounting rulesF1
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8DerogationsF1
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9TimelinessF1
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10Minimum standards and national reporting arrangementsF1
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11Mergers, divisions and reorganisationsF1
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12Verification and compulsory collectionF1
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13First reportingF1
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14RepealF1
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15Final provisionF1
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Signature
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1The actual reporting population must provide the following statistical information:F1
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2F1
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3F1
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1F1
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2F1
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3As regards bearer shares/units, reporting agents report data on the residency and sector breakdown of the holders of IF shares/units in accordance with the approach decided by the relevant NCB. This requirement is limited to one or a combination of the following options, to be selected having regard to the organisation of the relevant markets and the national legal arrangements in the Member State in question. This requirement will be periodically monitored by the NCB.F1
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4F1
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5F1
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PART 3Reporting tablesF1
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1F1
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2F1
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3Financial claims can be distinguished by whether they are negotiable or not. A claim is negotiable if its ownership is readily capable of being transferred from one unit to another by delivery or endorsement or of being offset in the case of financial derivatives. While any financial instrument can be potentially traded, negotiable instruments are designed to be traded on an organised exchange or ‘over-the-counter’, although actual trading is not a necessary condition for negotiability.F1
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PART 2Definitions of security-by-security attributesF1
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PART 3Definitions of sectorsF1
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1F1
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2F1
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3F1
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Annex IVMINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATIONF1
Reporting agents must fulfil the following minimum standards to meet the European Central Bank’s (ECB’s) statistical reporting requirements.
1Minimum standards for transmission:F1
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2Minimum standards for accuracy:F1
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3Minimum standards for compliance with concepts:F1
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4Minimum standards for revisions:F1
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Annex VF1
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