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Regulation (EU) 2016/1076 of the European Parliament and of the Council of 8 June 2016 applying the arrangements for products originating in certain states which are part of the African, Caribbean and Pacific (ACP) Group of States provided for in agreements establishing, or leading to the establishment of, economic partnership agreements (recast)

EU Regulation 2016/1076 · Adopted 8 June 2016 · Extends to United Kingdom

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Regulation (EU) 2016/1076 of the European Parliament and of the Council

of 8 June 2016

applying the arrangements for products originating in certain states which are part of the African, Caribbean and Pacific (ACP) Group of States provided for in agreements establishing, or leading to the establishment of, economic partnership agreements

(recast)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207(2) thereof,

Having regard to the proposal from the European Commission,

After transmission of the draft legislative act to the national parliaments,

Having regard to the opinion of the European Economic and Social Committeef1,

Acting in accordance with the ordinary legislative proceduref2,

Whereas:

(1)

Council Regulation (EC) No 1528/2007f3 has been substantially amended several timesf4. Since further amendments are to be made, that Regulation should be recast in the interests of clarity.

(2)

In accordance with the Partnership Agreement between the members of the African, Caribbean and Pacific Group of States, of the one part, and the European Community and its Member States, of the other partf5, as amended, economic partnership agreements (EPAs) were to enter into force no later than 1 January 2008.

(3)

Since 2002 the Union has been negotiating EPAs with the African, Caribbean and Pacific (ACP) Group of States in the form of seven regions comprising the Caribbean, Central Africa, Eastern and Southern Africa, the East African Community, the Pacific Island States, the South African Development Community and West Africa. Such EPAs have to be consistent with World Trade Organisation (WTO) obligations, support regional integration and promote the gradual integration of the ACP economies into the rules-based world trading system, thereby fostering their sustainable development and contributing to the overall effort to eradicate poverty and to enhance living conditions in the ACP States. At the first stage, negotiations may be concluded on agreements leading to the establishment of EPAs covering, as a minimum requirement, WTO-compatible goods arrangements consistent with regional economic and political integration processes, to be complemented as soon as possible by complete EPAs.

(4)

Those agreements establishing, or leading to the establishment of, EPAs for which negotiations have been concluded provide that the parties may take steps to apply the agreement, before provisional application on a mutual basis, to the extent feasible. It is appropriate to take action to apply the agreements on the basis of those provisions.

(5)

The arrangements included in this Regulation are to be amended, as necessary, in accordance with the agreements establishing, or leading to the establishment of, EPAs, as and when such agreements are signed and concluded pursuant to Article 218 of the Treaty on the Functioning of the European Union (TFEU) and are either provisionally applied or in force. The arrangements are to be terminated in whole or in part if the agreements in question do not enter into force within a reasonable period of time in accordance with the Vienna Convention on the Law of Treaties.

(6)

For imports into the Union, the arrangements in the agreements establishing, or leading to the establishment of, EPAs should provide for duty-free access and no tariff-rate quotas for all products with the exception of arms. Those arrangements are subject to transitional periods and arrangements for certain sensitive products and specific arrangements for the French overseas departments. Given the specific nature of the case of South Africa, products originating in South Africa should continue to benefit from the relevant provisions of the Agreement on Trade, Development and Cooperation between the European Community and its Member States, of the one part, and the Republic of South Africa, of the other partf6, as amended (‘the TDCA’), until such time as an agreement establishing, or leading to the establishment of, an EPA enters into force between the Union and South Africa.

(7)

The rules of origin applicable to imports made under this Regulation should for a transitional period be those laid down in Annex II. Those rules of origin should be superseded by those annexed to any agreement with the regions or states listed in Annex I when that agreement is either provisionally applied, or enters into force, whichever is the earliest.

(8)

It is necessary to provide for the possibility of temporarily suspending the arrangements set out in this Regulation in the event of a failure to provide administrative cooperation or of irregularities or fraud. Where a Member State provides information to the Commission concerning possible fraud or failure to provide administrative cooperation, the relevant Union legislation should apply, in particular Council Regulation (EC) No 515/97f7.

(9)

It is also appropriate to provide for general safeguard measures for the products covered by this Regulation.

(10)

In view of the particular sensitivity of agricultural products, it is appropriate to allow safeguard measures to be taken when imports cause or threaten to cause disturbances in the markets for such products or disturbances in the mechanisms regulating those markets.

(11)

In accordance with Article 349 TFEU, due account should be taken in all Union policies, in particular in customs and trade policies, of the particular structural, social and economic situations of the outermost regions of the Union.

(12)

Special account should therefore be taken both of the sensitivity of agricultural products, especially sugar, and of the particular vulnerability and interests of the outermost regions of the Union when laying down the rules on safeguards in an effective manner.

(13)

Article 134 of the Treaty establishing the European Community was deleted by the Treaty of Lisbon without being replaced with an equivalent Article in the Treaty on European Union or the TFEU. The reference to that Article in Regulation (EC) No 1528/2007 should therefore be omitted.

(14)

In order to make technical adaptations to the arrangements for products originating in certain states which are part of the ACP Group of States, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of amending Annex I to this Regulation in order to add or to remove regions or states, and in respect of introducing technical amendments to Annex II to this Regulation that are necessary as a result of the application of that Annex. Moreover, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of adding an Annex to this Regulation which sets out the regime applicable to products originating in South Africa once the relevant trade provisions of the TDCA have been superseded by the relevant provisions of an agreement establishing, or leading to the establishment of, an EPA. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Makingf8. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States' experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts.

(15)

Certain countries that have not taken the necessary steps towards the ratification of their respective agreements have been removed from Annex I to Regulation (EC) No 1528/2007 by Regulation (EU) No 527/2013 of the European Parliament and of the Councilf9.

(16)

In order to ensure that those countries can swiftly be reinstated in Annex I to this Regulation as soon as they have taken the necessary steps towards ratification of their respective agreements, and pending entry into force thereof, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of reinstating the countries removed from Annex I to Regulation (EC) No 1528/2007 by Regulation (EU) No 527/2013.

(17)

In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Councilf10.

(18)

The advisory procedure should be used for the suspension of the elimination of duties given the nature of such suspensions. It should also be used for the adoption of surveillance and provisional safeguard measures given the effects of such measures. Where a delay in the imposition of measures would cause damage which would be difficult to repair, it is necessary to allow the Commission to adopt immediately applicable provisional measures,

HAVE ADOPTED THIS REGULATION:

Annotations to the whole text

Footnotes

f1

OJ C 32, 28.1.2016, p. 23.

f2

Position of the European Parliament of 12 April 2016 (not yet published in the Official Journal) and decision of the Council of 25 May 2016.

f3

Council Regulation (EC) No 1528/2007 of 20 December 2007 applying the arrangements for products originating in certain states which are part of the African, Caribbean and Pacific (ACP) Group of States provided for in agreements establishing, or leading to the establishment of, Economic Partnership Agreements (OJ L 348, 31.12.2007, p. 1).

f4

See Annex III.

f5

OJ L 317, 15.12.2000, p. 3.

f6

OJ L 311, 4.12.1999, p. 3.

f7

Council Regulation (EC) No 515/97 of 13 March 1997 on mutual assistance between the administrative authorities of the Member States and cooperation between the latter and the Commission to ensure the correct application of the law on customs and agricultural matters (OJ L 82, 22.3.1997, p. 1).

f8

OJ L 123, 12.5.2016, p. 1.

f9

Regulation (EU) No 527/2013 of the European Parliament and of the Council of 21 May 2013 amending Council Regulation (EC) No 1528/2007 as regards the exclusion of a number of countries from the list of regions or states which have concluded negotiations (OJ L 165, 18.6.2013, p. 59).

f10

Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).

Contents

  1. Chapter I: SUBJECT MATTER, SCOPE AND MARKET ACCESS
  2. 1Subject matter
  3. 2Scope
  4. 3Delegation of power
  5. 4Market access
  6. Chapter II: RULES OF ORIGIN AND ADMINISTRATIVE COOPERATION
  7. 5Rules of origin
  8. 6Administrative cooperation
  9. Chapter III: TRANSITIONAL ARRANGEMENTS
  10. Rice
  11. 7Zero-duty tariff rate
  12. Sugar
  13. 8Zero-duty tariff rate
  14. Chapter IV: GENERAL SAFEGUARD PROVISIONS
  15. 9Definitions
  16. 10Principles
  17. 11Determination of the conditions to impose safeguard measures
  18. 12Initiation of proceedings
  19. 13Investigation
  20. 14Imposition of provisional safeguard measures
  21. 15Termination of proceedings and investigations without measures
  22. 16Imposition of definitive safeguard measures
  23. 17Duration and review of safeguard measures
  24. 18Surveillance measures
  25. 19Committee procedure
  26. 20Exceptional measures with limited territorial application
  27. Chapter V: PROCEDURAL PROVISIONS
  28. 21Adaptation to technical developments
  29. 22Exercise of the delegation
  30. 23Report
  31. Chapter VI: FINAL PROVISIONS
  32. 24Repeal
  33. 25Entry into force
  34. Signature
  35. Annex ILIST OF REGIONS OR STATES WHICH HAVE CONCLUDED NEGOTIATIONS WITHIN THE MEANING OF ARTICLE 2(2)
  36. Annex II: Rules of origin
  37. Title I: GENERAL PROVISIONS
  38. 1Definitions
  39. Title II: DEFINITION OF THE CONCEPT OF ‘ORIGINATING PRODUCTS’
  40. 2General requirements
  41. 3Wholly obtained products
  42. 4Sufficiently worked or processed products
  43. 5Insufficient working or processing operations
  44. 6Cumulation of origin
  45. 7Unit of qualification
  46. 8Accessories, spare parts and tools
  47. 9Sets
  48. 10Neutral elements
  49. Title III: TERRITORIAL REQUIREMENTS
  50. 11Principle of territoriality
  51. 12Direct transport
  52. 13Exhibitions
  53. Title IV: PROOF OF ORIGIN
  54. 14General requirements
  55. 15Procedure for the issue of a movement certificate EUR.1
  56. 16Movement certificates EUR.1 issued retrospectively
  57. 17Issue of a duplicate movement certificate EUR.1
  58. 18Issue of movement certificates EUR.1 on the basis of a proof of origin issued or made out previously
  59. 19Conditions for making out an invoice declaration
  60. 20Approved exporter
  61. 21Validity of proof of origin
  62. 22Transit procedure
  63. 23Submission of proof of origin
  64. 24Importation by instalments
  65. 25Exemptions from proof of origin
  66. 26Information procedure for cumulation purposes
  67. 27Supporting documents
  68. 28Preservation of proof of origin and supporting documents
  69. 29Discrepancies and formal errors
  70. 30Amounts expressed in euro
  71. Title V: ARRANGEMENTS FOR ADMINISTRATIVE COOPERATION
  72. 31Mutual assistance
  73. 32Verification of proofs of origin
  74. 33Verification of suppliers' declarations
  75. 34Penalties
  76. 35Free zones
  77. 36Derogations
  78. Title VI: CEUTA AND MELILLA
  79. 37Special conditions
  80. Title VII: FINAL PROVISION
  81. 38Appendices
  82. 1Appendix 1
  83. 2Appendix 2
  84. 2AAppendix 2A
  85. 3Appendix 3
  86. 4Appendix 4
  87. 5AAppendix 5A
  88. 5BAppendix 5B
  89. 6Appendix 6
  90. 7Appendix 7
  91. 8Appendix 8
  92. 9Appendix 9
  93. 10Appendix 10
  94. 11Appendix 11
  95. 12Appendix 12
  96. Annex IIIREPEALED REGULATION WITH LIST OF ITS SUCCESSIVE AMENDMENTS
  97. Annex IVCORRELATION TABLE
  98. Annex VCUSTOMS DUTIES OF THE EU ON PRODUCTS ORIGINATING IN SOUTH AFRICA