Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Text with EEA relevance) (revoked)
EU Regulation 2017/2359 · Adopted 21 September 2017 · Extends to United Kingdom
Commission Delegated Regulation (EU) 2017/2359
of 21 September 2017
supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products
(Text with EEA relevance) (revoked)
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Annotations to the whole text
Textual amendments
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Regulation revoked (5.4.2024) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(iv)
Contents
- Chapter I: SCOPE AND DEFINITIONS Repealed
- 1Scope Repealed
- 2Definitions Repealed
- 2AReference to a sourcebook in the Handbook of Rules and Guidance Repealed
- Chapter II: CONFLICTS OF INTEREST AND INDUCEMENTS Repealed
- 3Identification of conflicts of interest Repealed
- 4Conflicts of interest policy Repealed
- 5Procedures and measures under the conflicts of interest policy Repealed
- 6Disclosure Repealed
- 7Review and record keeping Repealed
- 8Assessment of inducements and inducement schemes Repealed
- Chapter III: ASSESSMENT OF SUITABILITY AND APPROPRIATENESS Repealed
- Assessment of suitability Repealed
- 9Information to be obtained for the purposes of the assessment of suitability Repealed
- 10Reliability of information Repealed
- 11Communication with customers regarding the assessment of suitability Repealed
- 12Automated advice Repealed
- 13Group insurance Repealed
- 14Suitability statement Repealed
- Assessment of appropriateness Repealed
- 15Assessment procedure Repealed
- 16Non-complex insurance-based investment products Repealed
- Provisions common to the assessment of suitability and appropriateness Repealed
- 17Information to be obtained from the customer Repealed
- 18Periodic report Repealed
- 19Retention of records Repealed
- Chapter IIIA: Transfer of functions Repealed
- 19ADirective functions transferred to the Treasury Repealed
- Chapter IV: FINAL PROVISIONS Repealed
- 20Entry into force and application Repealed
- Signature
1ScopeF1
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2DefinitionsF1
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2AReference to a sourcebook in the Handbook of Rules and GuidanceF1
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3Identification of conflicts of interestF1
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4Conflicts of interest policyF1
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5Procedures and measures under the conflicts of interest policyF1
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6DisclosureF1
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7Review and record keepingF1
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8Assessment of inducements and inducement schemesF1
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9Information to be obtained for the purposes of the assessment of suitabilityF1
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10Reliability of informationF1
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11Communication with customers regarding the assessment of suitabilityF1
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12Automated adviceF1
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13Group insuranceF1
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14Suitability statementF1
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15Assessment procedureF1
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16Non-complex insurance-based investment productsF1
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17Information to be obtained from the customerF1
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18Periodic reportF1
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19Retention of recordsF1
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19ADirective functions transferred to the TreasuryF1
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20Entry into force and applicationF1
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Signature
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