Annex I

United Kingdom

RESOLUTION TEMPLATES

Template number	Template code	Name of the template or group of templates	Short name
		ENTITY INFORMATION, GROUP STRUCTURE AND DEPENDENCIES
1	Z 01.00	Organisational structure	ORG
		INFORMATION ON ON- AND OFF-BALANCE SHEET ITEMS
2	Z 02.00	Liability Structure	LIAB
3	Z 03.00	Own funds requirements	OWN
4	Z 04.00	Intragroup financial interconnections	IFC
5,1	Z 05.01	Major counterparties (Liabilities)	MCP 1
5,2	Z 05.02	Major counterparties (off-balance sheet)	MCP 2
6	Z 06.00	Deposit insurance	DIS
		CORE BUSINESS LINES, CRITICAL FUNCTIONS AND RELATED INFORMATION SYSTEMS AND FINANCIAL MARKET INFRASTRUCTURES
		Critical functions and core business lines
7,1	Z 07.01	Criticality assessment of economic functions	FUNC 1
7,2	Z 07.02	Mapping of critical functions to legal entities	FUNC 2
7,3	Z 07.03	Mapping of core business lines to legal entities	FUNC 3
7,4	Z 07.04	Mapping of critical functions to core business lines	FUNC 4
8	Z 08.00	Critical services	SERV
		FMI services - providers and users
9	Z 09.00	FMI Services - Providers and Users - Mapping to Critical Functions (FMI)	FMI 1
		Information systems
10,1	Z 10.01	Critical Information systems (General information)	CIS 1
10,2	Z 10.02	Mapping of information systems	CIS 2

Z 01.00 - Organisational structure (ORG)

Entity																Direct Parent
Name	Code	LEI code	Entity type	Country	Included in prudential consolidation	Art 7 CRR Waiver	Art 10 CRR waiver	Total assets	Total Risk Exposure Amount	Leverage ratio exposure	Accounting standard	Contribution to total consolidated assets	Contribution to total consolidated risk exposure amount	Contribution to consolidated Leverage Ratio Exposure	Relevant legal entity	Name	Code	LEI code	Share Capital	Voting rights in the entity
0010	0020	0030	0040	0050	0060	0070	0080	0090	0100	0110	0120	0130	0140	0150	0160	0170	0180	0190	0200	0210

Z 02.00 - Liability Structure (LIAB)

		Counterparty								TOTAL
		Households	Non-financial corporations (SMEs)	Non-financial corporations (non-SMEs)	Credit institutions	Other financial corporations	General governments & Central banks	Non identified, listed on a trading venue	Non identified, not listed on a trading venue	TOTAL	of which: intragroup	of which: liabilities governed by the law of a third-country, excluding intragroup
Row	Item	0010	0020	0030	0040	0050	0060	0070	0080	0090	0100	0110
0100	LIABILITIES EXCLUDED FROM BAIL-IN
0110	Covered deposits
0120	Secured liabilities - collateralized part
0130	Client liabilities, if protected in insolvency
0140	Fiduciary liabilities, if protected in insolvency
0150	Institution liabilities < 7 days
0160	System (operator) liabilities < 7 days
0170	Employee liabilities
0180	Liabilities critical to operational daily functioning
0190	Tax and social security authorities liabilities, if preferred
0200	DGS liabilities
0300	LIABILITIES NOT EXCLUDED FROM BAIL-IN
0310	Deposits, not covered but preferential
0311	of which: residual maturity <= 1 month
0312	of which: residual maturity > 1 month < 1 year
0313	of which: residual maturity >= 1 year and < 2 years
0314	of which: residual maturity >= 2 years
0320	Deposits, not covered and not preferential
0321	of which: residual maturity <= 1 month
0322	of which: residual maturity > 1 month < 1 year
0323	of which: residual maturity >= 1 year and < 2 years
0324	of which: residual maturity >= 2 years
0330	Balance sheet liabilities arising from derivatives
0331	Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, prior to collateral offset
0332	Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset
0333	Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset, incorporating estimated close-out amounts
0334	Sum of net liability positions taking into account prudential netting rules
0340	Uncollateralized secured liabilities
0341	of which: residual maturity <= 1 month
0342	of which: residual maturity > 1 month < 1 year
0343	of which: residual maturity >= 1 year and < 2 years
0344	of which: residual maturity >= 2 years
0350	Structured notes
0351	of which: residual maturity <= 1 month
0352	of which: residual maturity > 1 month < 1 year
0353	of which: residual maturity >= 1 year and < 2 years
0354	of which: residual maturity >= 2 years
0360	Senior unsecured liabilities
0361	of which: residual maturity <= 1 month
0362	of which: residual maturity > 1 month < 1 year
0363	of which: residual maturity >= 1 year and < 2 years
0364	of which: residual maturity >= 2 years
0365	Senior non-preferred liabilities
0366	of which: residual maturity <= 1 month
0367	of which: residual maturity > 1 month < 1 year
0368	of which: residual maturity >= 1 year and < 2 years
0369	of which: residual maturity >= 2 years
0370	Subordinated liabilities (not recognised as own funds)
0371	of which: residual maturity <= 1 month
0372	of which: residual maturity > 1 month < 1 year
0373	of which: residual maturity >= 1 year and < 2 years
0374	of which: residual maturity >= 2 years
0380	Other MREL eligible liabilities
0381	of which: residual maturity >= 1 year and < 2 years
0382	of which: residual maturity >= 2 years
0390	Non-financial liabilities
0400	Residual liabilities
0500	OWN FUNDS
0510	Common Equity Tier 1 Capital
0511	of which: capital instruments/share capital
0512	of which: instruments ranking pari passu with ordinary shares
0520	Additional Tier 1 capital
0521	of which: (part of) subordinated liabilities recognised as own funds
0530	Tier 2 Capital
0531	of which: (part of) subordinated liabilities recognised as own funds
0600	TOTAL LIABILITIES & OWN FUNDS INCLUDING DERIVATIVE LIABILITIES

Z 03.00 - Own funds requirements (OWN)

		Amount or Percentage
		0010
TOTAL RISK EXPOSURE AMOUNT	0100
Contribution to total consolidated risk exposure amount	0110
INITIAL CAPITAL AND LEVERAGE RATIO REQUIREMENT
Initial capital	0210
Leverage Ratio Requirement	0220
TOTAL SREP CAPITAL REQUIREMENT (TSCR) RATIO	0300
TSCR: to be made up of CET1 capital	0310
TSCR: to be made up of Tier 1 capital	0320
COMBINED BUFFER REQUIREMENTS	0400
Capital Conservation Buffer	0410
Conservation buffer due to macro-prudential or systemic risk identified at the level of a Member State	0420
Institution-Specific Countercyclical Capital Buffer	0430
Systemic Risk Buffer	0440
Global Systemically Important Institution Buffer	0450
Other Systemically Important Institution Buffer	0460
Overall capital requirement (OCR) ratio	0500
OCR: to be made up of CET1 capital	0510
OCR: to be made up of Tier 1 capital	0520
OCR and Pillar 2 Guidance (P2G)	0600
OCR and P2G: to be made up of CET1 capital	0610
OCR and P2G: to be made up of Tier 1 capital	0620

Z 04.00 - Intragroup financial interconnections (IFC)

Issuer or guaranteed entity		Creditor, holder or guarantee provider		Financial interconnection
Entity name	Code	Entity name	Code	Type	Outstanding amount
Entity name	Code	Entity name	Code	Type		of which issued under 3rd ctry law	of which MREL eligible
0010	0020	0030	0040	0050	0060	0070	0080

Z 05.01 - Major Liability Counterparties (MCP 1)

Counterparty					Type	Outstanding amount
Entity name	Code	Group or individual	Country	Sector	Type	Outstanding amount
0010	0020	0030	0040	0050	0060	0070

Z 05.02 - Major off-balance sheet counterparties (MCP 2)

Counterparty					Type	Amount
Entity name	Code	Group or individual	Country	Sector	Type	Amount
0010	0020	0030	0040	0050	0060	0070

Z 06.00 - Deposit insurance (DIS)

Legal Entity		DGS Membership		Institutional Protection Scheme	Additional protection under contractual scheme
Entity name	Code	DGS	Amount of covered deposits	Institutional Protection Scheme	Additional protection under contractual scheme
0010	0020	0030	0040	0050	0060

Z 07.01 - Criticality assessment of economic functions (FUNC 1)

Row	Economic functions			Quantitative Data			Criticality Assessment
Country:

	ID	Economic function	Description of economic function	Market share	Monetary amount	Numeric indicator	Impact on market	Substitutability	Critical Function
			0010	0020	0030	0040	0050	0060	0070
	1	Deposits
0010	1,1	Households
0020	1,2	Non-financial corporations - SMEs
0030	1,3	Non-financial corporations - non-SMEs
0040	1,4	General Governments
0050	1,5	Other sectors/counterparties (1)
0060	1,6	Other sectors/counterparties (2)
0070	1,7	Other sectors/counterparties (2)
	2	Lending
0080	2,1	Households - lending for house purchase
0090	2,2	Households - other lending
0100	2,3	Non-financial corporations - SMEs
0110	2,4	Non-financial corporations - non-SMEs
0120	2,5	General Governments
0130	2,6	Other sectors/counterparties (1)
0140	2,7	Other sectors/counterparties (2)
0150	2,8	Other sectors/counterparties (3)
	3	Payments, Cash, Settlement, Clearing, Custody services
0160	3,1	Payment services to MFIs
0170	3,2	Payment services to non-MFIs
0180	3,3	Cash services
0190	3,4	Securities settlement services
0200	3,5	CCP clearing services
0210	3,6	Custody services
0220	3,7	Other services/activities/functions (1)
0230	3,8	Other services/activities/functions (2)
0240	3,9	Other services/activities/functions (3)
	4	Capital Markets
0250	4,1	Derivatives held for trading - OTC
0260	4,2	Derivatives held for trading - non-OTC
0270	4,3	Secondary markets/trading (held-for-trading only)
0280	4,4	Primary Markets/underwriting
0290	4,5	Other services/activities/functions (1)
0300	4,6	Other services/activities/functions (2)
0310	4,7	Other services/activities/functions (3)
	5	Wholesale Funding
0320	5,1	Borrowing
0330	5,2	Derivatives (assets)
0340	5,3	Lending
0350	5,4	Derivatives (liabilities)
0360	5,5	Other product types (1)
0370	5,6	Other product types (2)
0380	5.7	Other product types (3)

Z 07.02 - Mapping of critical functions by legal entity (FUNC 2)

Critical functions		Legal entity		Monetary importance
Country	ID	Entity name	Code	Monetary amount
0010	0020	0030	0040	0050

Z 07.03 - Mapping of Core Business Lines to legal entities (FUNC 3)

Core business line			Legal entity
Core business line	Business Line ID	Description	Entity name	Code
0010	0020	0030	0040	0050

Z 07.04 - Mapping of critical functions to core business lines (FUNC 4)

Critical functions		Core business line
Country	Function ID	Core business line	Business Line ID
0010	0020	0030	0040

Z 08.00 - Critical services (SERV)

Identifier	Service type	Service recipient		Service provider			Critical function		Estimated time for substitutability	Estimated time for access to contracts	Governing law	Resolution-proof contract
Identifier	Service type	Entity Name	Code	Entity Name	Code	Part of the group	Country	ID	Estimated time for substitutability	Estimated time for access to contracts	Governing law	Resolution-proof contract
0005	0010	0020	0030	0040	0050	0060	0070	0080	0090	0100	0110	0120

Z 09.00 - FMI Services - Providers and Users - Mapping to Critical Functions (FMI)

User		Critical function		Provider							Governing law
Entity Name	Code	Country	ID	Financial Market Infrastructure (FMI)			Participation mode	Intermediary		Service Description
Entity Name	Code	Country	ID	System Type	Name	FMI Code	Participation mode	Name	Code	Service Description
0010	0020	0030	0040	0050	0060	0070	0080	0090	0100	0110	0120

Z 10.01 - Critical Information systems (General information) (CIS 1)

Critical information system				Group Entity Responsible for the System
System Identification Code	Name	Type	Description	Entity Name	Code
0010	0020	0030	0040	0050	0060

Z 10.02 - Mapping of information systems (CIS 2)

System Identification Code	Group Entity user of the System		Critical service	Critical function
System Identification Code	Entity Name	Code	Identifier	Country	ID
0010	0020	0030	0040	0050	0060