Regulation 6 Regulator functions and service of notificationsF4

United Kingdom

(1)

Any function carried out by F1a regulator (whether in the capacity of a co-ordinator, a relevant competent authority or otherwise) for the purposes of F2these Regulations is to be treated as a function conferred on the F3regulator by a provision of the Act.

(2)

The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 M1 apply to any notifications given under regulation 2(1)(a) as they apply to any notice, direction or document of any kind given under the Act.

Annotations

Textual amendments

F1: Words in reg. 6(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(a)(i) (with Sch. 2 para. 96)
F2: Words in reg. 6(1) substituted (31.12.2020) by The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/264), regs. 1, 2(6) (with reg. 6) (as amended by S.I. 2020/1031, reg. 3, Sch. para. 15 and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F3: Words in reg. 6(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(a)(ii) (with Sch. 2 para. 96)
F4: Word in reg. 6 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(b) (with Sch. 2 para. 96)

Marginal citations

M1: S.I. 2001/1420.