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Paragraph 4 I1

(1)

Section 342 (information given by auditor or actuary) is amended as follows.

(2)

In subsection (1), after “authorised person” insert “ or recognised investment exchange, ”.

(3)

In subsection (3)—

(a)

for “the Authority”, in the first place, substitute “ a regulator ”,

(b)

after “authorised person” insert “ or recognised investment exchange ”, and

(c)

for “the Authority”, in the second place, substitute “ that regulator ”.

(4)

In subsection (4), for “Authority” substitute “ regulator ”.

(5)

In subsection (7), after “authorised person” insert “ or recognised investment exchange ”.

(6)

For “the Authority”, in each other place (including the heading), substitute “ a regulator ”.

Annotations

Commencement

I1

Sch. 13 para. 4 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.