Paragraph 4 I1
(1)
Section 342 (information given by auditor or actuary) is amended as follows.
(2)
In subsection (1), after “authorised person” insert “ or recognised investment exchange, ”.
(3)
In subsection (3)—
(a)
for “the Authority”, in the first place, substitute “ a regulator ”,
(b)
after “authorised person” insert “ or recognised investment exchange ”, and
(c)
for “the Authority”, in the second place, substitute “ that regulator ”.
(4)
In subsection (4), for “Authority” substitute “ regulator ”.
(5)
In subsection (7), after “authorised person” insert “ or recognised investment exchange ”.
(6)
For “the Authority”, in each other place (including the heading), substitute “ a regulator ”.
Annotations
Commencement
- I1
Sch. 13 para. 4 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.