Paragraph 55 I1

(1)

Regulation 5 (prior disclosure: prevention of duplication) is amended as follows.

(2)

In paragraph (3)—

(a)

after “an institution” insert “ or relevant FCA investment firm ”, and

(b)

after “the institution” (in both places) insert “ or firm ”.

(3)

In paragraph (4)—

(a)

after “an institution” insert “ or relevant FCA investment firm ”, and

(b)

after “the institution” (in both places) insert “ or firm ”.

Annotations

I1: Sch. 1 para. 55 in force at 1.1.2022 by S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)