Paragraph 9 I1

Section 176 (entry of premises under warrant) is amended as follows.

In subsection (3)(a), for “an authorised person or an appointed representative” substitute “ a person to whom subsection (3A) applies ”.

After subsection (3) insert—

(3A)

This subsection applies to the following persons—

(a)

an authorised person;

(b)

an appointed representative;

(c)

a relevant parent undertaking of an FCA investment firm;

(d)

a person who provides a service to an FCA investment firm or to a relevant parent undertaking of such a firm.