Part 2 FCA powers over Miscellaneous BM persons

1. 5Regulation 5
2. 6FCA's power to impose requirements
3. 7Right to refer matters to the Tribunal
4. 8Exercise of power in support of overseas regulator
5. 9Reporting requirements
6. 10Public censure
7. 11Financial penalties
8. 12Warning notice
9. 13Decision notice
10. 14Statements of policy
11. 15Statements of policy: procedure
12. 16Misleading the FCA
13. 17Restriction on penalties
14. 18Application of Part 9 of the Act (hearings and appeals)
15. 19Application of Part 11 of the Act (information gathering and investigations)
16. 20Information given by an auditor
17. 21Restrictions on disclosure of information
18. 22Application of Part 25 of the Act (injunctions and restitution)
19. 23Application of Part 26 of the Act (notices)
20. 24Application of Part 27 of the Act (offences)
21. 25Application of section 413 of the Act (protected items)
22. 26FCA: penalties, fees and exemption from liability in damages