Regulation 20 Information given by an auditor

Sections 342 M1 (information given by auditor or actuary to a regulator), 343 M2 (information given by auditor or actuary to a regulator: persons with close links) and 344 (duty of auditor or actuary resigning etc. to give notice) of the Act apply with respect to the auditor of a Miscellaneous BM person as if—

(a)

each reference to an authorised person were a reference to a Miscellaneous BM person;

(b)

each reference to a regulator were a reference to the FCA;

(c)

each reference to the appropriate regulator were a reference to the FCA;

(d)

references to an actuary were omitted;

(e)

sections 342(2), 343(2) and 344(4) were omitted.

Annotations

Marginal citations

M1: Section 342 was amended by paragraph 4 of Schedule 13 to the Financial Services Act 2012 and S.I. 2013/3115.
M2: Section 343 was amended by paragraph 5 of Schedule 13 to the Financial Services Act 2012 and S.I. 2013/3115.

Notes on the whole SI

Textual amendments

F1: Regulations revoked (14.12.2023 for the revocation of reg. 68) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xxi)