Article 70 Promotions included in listing particulars etc.
United Kingdom
The financial promotion restriction does not apply to any non-real time communication which is included in—
listing particulars;
supplementary listing particulars;
a prospectus or supplementary prospectus published in accordance with regulated market admission rules;
any other document required or permitted to be published—
by listing rules under Part 6 of the Act, or
by regulated market admission rules,
except an advertisement as defined in regulation 3 of the Public Offers and Admissions to Trading Regulations 2024;
a qualifying cryptoasset disclosure document or a supplementary disclosure document as defined by regulation 6 (“qualifying cryptoasset disclosure document” and “supplementary disclosure document”) of the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
In this article “listing particulars”, F4and “listing rules” have the meaning given by Part VI of the Act.
Annotations
Textual amendments
- F1
Art. 70(1)(c)(d) substituted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(2) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)
- F2
Art. 70(1)(e) inserted (25.2.2026 for specified purposes, otherwise prosp.) by The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102), regs. 1(2)(3), 42(3) (with regs. 53-56)
- F3
Art. 70(1A) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(3) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)
- F4
Words in art. 70(2) substituted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(4) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)