OpenLegislation

Article 70 Promotions included in listing particulars etc.

United Kingdom

(1)

The financial promotion restriction does not apply to any non-real time communication which is included in—

(a)

listing particulars;

(b)

supplementary listing particulars;

F1(c)

a prospectus or supplementary prospectus published in accordance with regulated market admission rules;

(d)

any other document required or permitted to be published—

(i)

by listing rules under Part 6 of the Act, or

(ii)

by regulated market admission rules,

except an advertisement as defined in regulation 3 of the Public Offers and Admissions to Trading Regulations 2024;

F2(e)

a qualifying cryptoasset disclosure document or a supplementary disclosure document as defined by regulation 6 (“qualifying cryptoasset disclosure document” and “supplementary disclosure document”) of the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026.

F3(1A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

In this article “listing particulars”, F4and “listing rules” have the meaning given by Part VI of the Act.

Annotations

Textual amendments

F1

Art. 70(1)(c)(d) substituted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(2) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

F2

Art. 70(1)(e) inserted (25.2.2026 for specified purposes, otherwise prosp.) by The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102), regs. 1(2)(3), 42(3) (with regs. 53-56)

F3

Art. 70(1A) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(3) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

F4

Words in art. 70(2) substituted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 30(4) (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)