Part VI Exempt Communications: Certain Controlled Activities

United Kingdom

1. 27Application of exemptions in this Part
2. 28One off non-real time communications and solicited real time communications
3. 28AOne off unsolicited real time communications
4. 28BReal time communications: introductions...
5. 29Communications required or authorised by enactments
6. 30Overseas communicators: solicited real time communications
7. 31Overseas communicators: non-real time communications to previously overseas customers
8. 32Overseas communicators: unsolicited real time communications to previously overseas customers
9. 33Overseas communicators: unsolicited real time communications to knowledgeable customers
10. 34Governments, central banks etc.
11. 35Registered societies
12. 36Nationals of EEA States other than United Kingdom
13. 37Financial markets
14. 38Persons in the business of placing promotional material
15. 39Joint enterprises
16. 40Participants in certain recognised collective investment schemes
17. 41Bearer instruments: promotions required or permitted by market rules
18. 42Bearer instruments: promotions to existing holders
19. 43Members and creditors of certain bodies corporate
20. 44Members and creditors of open-ended investment companies
21. 45Group companies
22. 46Qualifying credit to bodies corporate
23. 46APromotions of credit etc. for business purposes
24. 47Persons in the business of disseminating information
25. 48... High net worth individuals
26. 49High net worth companies, unincorporated associations etc.
27. 50Sophisticated investors
28. 50ASelf-certified sophisticated investors
29. 51Associations of high net worth or sophisticated investors
30. 52Common interest group of a company
31. 53Settlors, trustees and personal representatives
32. 54Beneficiaries of trust, will or intestacy
33. 55Communications by members of professions
34. 55ANon-real time communication by members of professions
35. 55BInsolvency practitioners
36. 56Remedy following report by Parliamentary Commissioner for Administration
37. 57Persons placing promotional material in particular publications
38. 58Acquisition of interest in premises run by management companies
39. 59Annual accounts and directors' report
40. 60Participation in employee share schemes
41. 61Sale of goods and supply of services
42. 62Sale of body corporate
43. 63Takeovers of relevant unlisted companies: interpretation
44. 64Takeovers of relevant unlisted companies
45. 65Takeovers of relevant unlisted companies: warrants etc.
46. 66Takeovers of relevant unlisted companies: application forms
47. 67Promotions required or permitted by market rules
48. 68Promotions in connection with admission to certain UK and EEA markets
49. 69Promotions of securities already admitted to certain markets
50. 70Promotions included in listing particulars etc.
51. 71Material relating to prospectus for public offer of unlisted securities
52. 72Pension products offered by employers
53. 72APension product offers communicated to employees by third parties
54. 72BInsurance product offers communicated to employees by employers
55. 72CInsurance product offers communicated to employees by third parties
56. 72DStaff mortgage offers communicated to employees by employers
57. 72EStaff mortgage offers communicated to employees by third parties
58. 72FCredit agreements offered to employees by employers
59. 73Advice centres
60. 73ZACertain promotions of qualifying cryptoassets
61. 73ZBBerne Financial Services Agreement suppliers