Paragraph 9 Interpretation of Part 3
(1)
In this Part, “regulator” means the FCA or the PRA.
(2)
In paragraphs 10 and 11, “appropriate regulator” means—
(a)
in relation to a contravention of a requirement imposed by the PRA on a PRA-authorised person under Part 5 of these Regulations, the PRA; and
(b)
in relation to any other contravention of these Regulations or of Article 28 of the markets in financial instruments regulation, the FCA.
Notes on the whole SI
Textual amendments
- F1
Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)