Article 3

United Kingdom

The CRD4 instruments are specified F1qualifying provisions for the purposes of F2regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 and the following provisions of FSMA—

(a)

sections 1A(6)(d), 1L(2)(b), 2A(6)(d), 39(4)(b), F366A(4)(b), 66B(4)(b), 168(4)(k), 204A(2)(b), 380(6)(a)(i), 382(9)(a)(i) and 384(7)(a);

(b)

paragraph 23(2)(b) of Schedule 1ZA; and

(c)

paragraph 31(2)(b) of Schedule 1ZB.

Annotations

Textual amendments

F1: Words in art. 3 substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 190(4); 2020 c. 1, Sch. 5 para. 1(1)
F2: Words in art. 3 inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 190(6); 2020 c. 1, Sch. 5 para. 1(1)
F3: Words in art. 3(a) substituted (21.11.2016) by The Financial Services (Banking Reform) Act 2013 (Consequential Amendments) (No. 2) Order 2016 (S.I. 2016/1023), arts. 1, 3(b)

Notes on the whole SI

Textual amendments

F1: Words in Title substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 190(2); 2020 c. 1, Sch. 5 para. 1(1)