Article 4 Appropriate regulator
The appropriate regulator for the purposes of each provision of Part 14 and sections 380, 382 and 384 of FSMA is—
(a)
in relation to a contravention of a requirement imposed by Article 4(1), 5a, 8b, 8c or 8d of the CRA Regulation, the FCA;
(b)
in relation to a contravention of a requirement imposed by a CRD4 instrument—
(i)
the PRA, in the case of a PRA-authorised person; and
(ii)
the FCA, in the case of any other person.
Notes on the whole SI
Textual amendments
- F1
Words in Title substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 190(2); 2020 c. 1, Sch. 5 para. 1(1)