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Article 4 Structured depositsF1I1

United Kingdom

(1)

In article 21(1) of the Orderf1 (dealing in investments as agent), after “securities” insert “, structured deposits”.

(2)

In article 25 of the Order (arranging deals in investments)—

(a)

in paragraph (1)—

(i)

omit “or” at the end of sub-paragraph (b);

(ii)

after sub-paragraph (c) insert—

“, or

(d)

a structured deposit,”;

(b)

in paragraph (2), for “or (c)” substitute “, (c) or (d)”.

(3)

In article 37(a) of the Order (managing investments), after “security” insert “, structured deposit”.

(4)

In article 53(1)(b)(i) of the Order (advising on investments) after “security” insert “, structured deposit”.

Annotations

Textual amendments

F1

Order revoked (14.12.2023 for the revocation of art. 17) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xvii)

Commencement

I1

Art. 4 in force at 1.4.2017 for specified purposes and 3.1.2018 in so far as not already in force, see art. 1(2)(a)(c)

Footnotes

f1

Articles 21 and 25 were amended by S.I. 2003/1476 and 2006/3384. Article 53 was amended by S.I. 2003/1476 and 2016/392.