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The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017

S.I. 2017/488 · Made 28 March 2017 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 14 December 2023.

Financial Services And Markets

Made 28th March 2017

Coming into force in accordance with article 1(2)

The Treasury make the following Order in exercise of the powers conferred by sections 21(5), (9), (10) and (15), 22(1) and (5), 137D(1)(b), 419 and 428(3) of, and paragraph 25 of Schedule 2 to, the Financial Services and Markets Act 2000f1.

In the opinion of the Treasury one of the effects of the following Order is that an activity which is not a regulated activity (within the meaning of the Financial Services and Markets Act 2000) will become a regulated activity.

In accordance with sections 137E(1)(a) and 429(1), (3) and (4) of, and paragraph 26(2) of Schedule 2 to, the Financial Services and Markets Act 2000, a draft of this Order was laid before Parliament and approved by a resolution of each House of Parliament.C1

Annotations to the whole text

Textual amendments

F1

Order revoked (14.12.2023 for the revocation of art. 17) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xvii)

Modifications

C1

Order: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)

Footnotes

f1

2000 c.8. Sections 137D and 137E were inserted by section 24 of the Financial Services Act 2012 (c.21). Paragraph 25 of Schedule 2 was amended, and paragraph 26 was substituted, by section 8 of the Financial Services Act 2012.

Contents

  1. 1Citation, commencement and interpretation
  2. 2Amendments to article 3 of the Order: interpretation
  3. 3Organised trading facility
  4. 4Structured deposits
  5. 5Amendments to article 72 of the Order: overseas persons
  6. 6Emission allowances
  7. 7Amendments to article 83 of the Order: options
  8. 8Amendments to article 84 of the Order: futures
  9. 9Amendments to article 85 of the Order: contracts for differences
  10. 10Amendments to Schedule 2 to the Order
  11. 11Substitution of Schedule 3 to the Order
  12. 12Minor and consequential amendments to the Order
  13. 13FCA general rules: product intervention and the integrity objective
  14. 14Amendments to other legislation
  15. 15Applications for permission or approval and variation of permission or approval
  16. 16Transitional provision: structured deposits
  17. 17Review Repealed
  18. Signature
  19. Schedule: Consequential amendments to primary and secondary legislation
  20. 1Amendment to the Fair Trading Act 1973
  21. 2Amendment to the Companies Act 1989
  22. 3Amendment to the Terrorism Act 2000
  23. 4Amendment to the Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001
  24. 5Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
  25. 6Amendments to the Financial Services and Markets Act 2000 (Exemption) Order 2001
  26. 7Amendments to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
  27. 8Amendments to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
  28. 9Amendments to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
  29. 10Amendment to the Cancellation of Contracts made in a Consumer’s Home or Place of Work etc. Regulations 2008
  30. Explanatory note