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Paragraph 7 Amendments to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001F1I1

United Kingdom

(1)

The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001f1 are amended as follows.

(2)

In regulation 1(2) (citation, commencement and interpretation), in the definition of “buy”, “sell”, “security”, “qualifying contract of insurance” and “relevant investment”, for “and “relevant investment”” substitute “, “relevant investment” and “structured deposit””.

(3)

In regulation 2 (descriptions of business for which appointed representatives are exempt)—

(a)

in paragraph (1)(a) for “or relevant investments” substitute “, relevant investments or structured deposits”;

(b)

in paragraph (1A), in sub-paragraphs (a) and (b) after “financial instruments” insert “or structured deposits”.

Annotations

Textual amendments

F1

Order revoked (14.12.2023 for the revocation of art. 17) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xvii)

Commencement

I1

Sch. para. 7 in force at 1.4.2017 for specified purposes and 3.1.2018 in so far as not already in force, see art. 1(2)(a)(c)

Footnotes

f1

S.I. 2001/1217, amended by S.I. 2001/2508, 2003/1476, 2004/453 and 2006/3414. There are other amendments but none is relevant.