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Exclusions ExclusionsF1

  1. 9CPersons certified as small issuers etc.
  2. 9DApplications for certificates
  3. 9ERevocation of certificate on FCA’s own initiative
  4. 9FRevocation of certificate on request
  5. 9GObtaining information from certified persons etc.

Annotations

Textual amendments

F1

Pt. 2 Ch. 2A inserted (11.4.2002 for specified purposes, 27.4.2002 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2), 4 (with arts. 9, 10)