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Schedule 3 Exemptions from the definition of “investment firm”F1

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

Sch. 3 para. 1(k) words substituted by Financial Services and Markets Act 2000 (Regulated Activities) 2025 art. 2(a)
Sch. 3 para. 1A inserted by Financial Services and Markets Act 2000 (Regulated Activities) 2025 art. 2(b)
Sch. 3 para. 2(a) words inserted by Financial Services and Markets Act 2000 (Regulated Activities) 2025 art. 2(c)(i)
Sch. 3 para. 2(a)(i) words inserted by Financial Services and Markets Act 2000 (Regulated Activities) 2025 art. 2(c)(ii)
Sch. 3 para. 2(c) words inserted by Financial Services and Markets Act 2000 (Regulated Activities) 2025 art. 2(c)(iii)

Annotations

Textual amendments

F1: Sch. 3 substituted (31.12.2020) by The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403), regs. 1(3), 4(8) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1233, regs. 1(3), 3 and S.I. 2019/710, regs. 1(2), 16(2)(c)); 2020 c. 1, Sch. 5 para. 1(1)