OpenLegislation

Instruments made under Financial Services and Markets Act 2000

2000 c. 8 · 357 instruments

InstrumentCitationMadeUnder
Critical Third Parties (Designation) 2026 S.I. 2026/777 8 Jul 2026 Section 312L
Financial Services and Markets Act 2000 (Exemption) 2026 S.I. 2026/157 24 Feb 2026 Section 38
Financial Services (Designated Consumer Body and Designated Representative Body) 2026 S.I. 2026/124 11 Feb 2026 —
Financial Services and Markets Act 2000 (Cryptoassets) 2026 S.I. 2026/102 4 Feb 2026 Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) (Providing Targeted Support) 2026 S.I. 2026/74 28 Jan 2026 Section 22, Schedule 2 paragraph 25
Consumer Composite Investments (Designated Activities) 2025 S.I. 2025/1347 17 Dec 2025 Section 21, Section 238, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) (ESG Ratings) 2025 S.I. 2025/1349 15 Dec 2025 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2025 S.I. 2025/1205 17 Nov 2025 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities etc.) 2025 S.I. 2025/1154 3 Nov 2025 Section 22, Section 428, Schedule 2 paragraph 25
Public Offers and Admissions to Trading (Amendment and Consequential and Transitional Provisions) 2025 S.I. 2025/1076 13 Oct 2025 Section 22, Section 55NB, Section 71Q, Section 71R, Section 141A, Section 428, Schedule 2 paragraph 25
Markets in Financial Instruments 2025 S.I. 2025/1020 15 Sep 2025 Section 21, Section 22, Section 286, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities etc.) 2025 S.I. 2025/859 14 Jul 2025 Section 21, Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2023 (Private Intermittent Securities and Capital Exchange System Sandbox) 2025 S.I. 2025/583 14 May 2025 Section 21, Section 428
Financial Services and Markets Act 2000 (Exemption) 2025 S.I. 2025/250 3 Mar 2025 Section 38
Unauthorised Co-ownership Alternative Investment Funds (Reserved Investor Fund) 2025 S.I. 2025/216 25 Feb 2025 —
Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) 2025 S.I. 2025/22 13 Jan 2025 Section 71M, Section 71O, Section 71Q, Section 71R, Section 428
Short Selling 2025 S.I. 2025/29 13 Jan 2025 Section 71K, Section 71M, Section 71N, Section 71O, Section 71Q, Section 71R, Section 428
Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2025 S.I. 2025/30 13 Jan 2025 Section 142A, Section 142B, Section 142D, Section 142E, Section 142F, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2025 S.I. 2025/17 8 Jan 2025 Section 235
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2024 S.I. 2024/1306 9 Dec 2024 Section 349
Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) 2024 S.I. 2024/1264 2 Dec 2024 Schedule 17 paragraph 15
Insurance Distribution (Regulated Activities and Miscellaneous Amendments) 2024 S.I. 2024/1239 27 Nov 2024 Section 22, Section 428, Schedule 2 paragraph 25
Consumer Composite Investments (Designated Activities) 2024 S.I. 2024/1198 21 Nov 2024 Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428
Insurance and Reinsurance Undertakings (Prudential Requirements) (Amendment and Miscellaneous Provisions) 2024 S.I. 2024/1083 31 Oct 2024 Section 349, Section 428
Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) 2024 S.I. 2024/719 28 May 2024 Section 22
Securitisation 2024 S.I. 2024/705 22 May 2024 Section 71R, Section 428
Financial Services and Markets Act 2000 (Overseas Funds Regime) (Equivalence) (European Economic Area) 2024 S.I. 2024/635 13 May 2024 Section 271A
Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) 2024 S.I. 2024/539 18 Apr 2024 Section 138BA, Section 428
Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) 2024 S.I. 2024/301 5 Mar 2024 Section 21, Section 238, Section 426
Financial Services and Markets Act 2000 (Regulated Activities) 2024 S.I. 2024/169 19 Feb 2024 Section 22, Section 428
Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) 2024 S.I. 2024/114 31 Jan 2024 Section 271S, Section 282C
Securitisation 2024 S.I. 2024/102 29 Jan 2024 Section 3RE, Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 138EA, Section 428, Section 71S, Section 429
Public Offers and Admissions to Trading 2024 S.I. 2024/105 29 Jan 2024 Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 138EA, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Financial Promotion) 2023 S.I. 2023/1411 19 Dec 2023 Section 21, Section 55NB, Section 238, Section 426, Section 428
Financial Services and Markets Act 2023 (Panel Remuneration and Reports) 2023 S.I. 2023/1273 27 Nov 2023 Section 1MA, Section 2LA, Section 428
Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) 2023 S.I. 2023/966 5 Sep 2023 Section 55NB
Financial Services and Markets Act 2000 (Financial Promotion) 2023 S.I. 2023/612 7 Jun 2023 Section 21, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) 2023 S.I. 2023/548 17 May 2023 Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules and Miscellaneous Amendments) 2022 S.I. 2022/854 20 Jul 2022 Section 141A
Financial Services and Markets Act 2000 (Regulated Activities) 2022 S.I. 2022/726 29 Jun 2022 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2022 S.I. 2022/466 21 Apr 2022 Section 22, Section 38, Section 235, Section 426, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Exemption) 2022 S.I. 2022/100 3 Feb 2022 Section 38
Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules) 2021 S.I. 2021/1388 8 Dec 2021 Section 141A
Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) 2021 S.I. 2021/1376 7 Dec 2021 Section 22A, Section 144F, Section 428
Financial Services and Markets Act 2000 (Exemption) 2021 S.I. 2021/1127 8 Oct 2021 Section 38
Financial Services and Markets Act 2000 (Prudential Regulation of FCA Investment Firms) (Definitions for the purposes of Part 9C) 2021 S.I. 2021/1046 14 Sep 2021 Section 143B
Markets in Financial Instruments (Capital Markets) 2021 S.I. 2021/774 28 Jun 2021 Section 141A, Section 286, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2021 S.I. 2021/566 7 May 2021 Section 235
Recognised Auction Platforms (Amendment and Miscellaneous Provisions) 2021 S.I. 2021/494 21 Apr 2021 Section 21, Section 22, Section 39, Section 286, Section 349, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2021 S.I. 2021/90 27 Jan 2021 Section 21, Section 22, Section 39, Section 235, Section 417, Section 426, Section 427, Section 428, Schedule 2 paragraph 25, Schedule 2 paragraph 26
Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) 2020 S.I. 2020/1406 26 Nov 2020 Section 349
Bearer Certificates (Collective Investment Schemes) 2020 S.I. 2020/1346 24 Nov 2020 Section 262
Financial Services and Markets Act 2000 (Regulated Activities) (Coronavirus) 2020 S.I. 2020/480 1 May 2020 Section 22, Section 428, Schedule 2 paragraph 25
Civil Liability (Information Requirements) and Risk Transformation 2020 S.I. 2020/344 23 Mar 2020 Section 284A, Section 428
Financial Services and Markets Act 2000 (Exemption) 2020 S.I. 2020/322 20 Mar 2020 Section 38
Financial Services and Markets Act 2000 (Regulated Activities) 2019 S.I. 2019/1067 1 Jul 2019 Section 22, Section 428
Insolvency Rules 2018 2019 S.I. 2019/1059 26 Jun 2019 Section 379
Bankruptcy (Financial Services and Markets Act 2000) Rules 2001 and the Insurers (Winding Up) Rules 2001 2019 S.I. 2019/754 29 Mar 2019 Section 379
Financial Services and Markets Act 2000 (Claims Management Activity) 2018 S.I. 2018/1253 28 Nov 2018 Section 21, Section 22, Section 419A, Section 419B, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) 2018 S.I. 2018/897 24 Jul 2018 Section 142B
Financial Services and Markets Act 2000 (Regulated Activities) 2018 S.I. 2018/831 10 Jul 2018 Section 22, Section 419, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2018 S.I. 2018/394 21 Mar 2018 Section 419, Section 428
Banking Act 2009 (Service Providers to Payment Systems) 2017 S.I. 2017/1167 29 Nov 2017 Section 142D, Section 142E
Payment Systems and Services and Electronic Money 2017 S.I. 2017/1173 29 Nov 2017 Section 379A
Financial Services and Markets Act 2000 (Regulated Activities) 2017 S.I. 2017/500 29 Mar 2017 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2017 S.I. 2017/488 28 Mar 2017 Section 21, Section 22, Section 137D, Section 419, Section 428, Schedule 2 paragraph 25, Section 137E, Section 429, Schedule 2 paragraph 26
Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) 2017 S.I. 2017/456 21 Mar 2017 Section 349, Section 417, Section 428
Financial Services and Markets Act 2000 (Early Exit Pension Charges) 2016 S.I. 2016/1079 8 Nov 2016 Section 137FBB
Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2016 S.I. 2016/1032 26 Oct 2016 Section 142B, Section 142D, Section 142E, Section 142F, Section 428
Financial Services and Markets Act 2000 (Pensions Guidance) 2016 S.I. 2016/590 17 May 2016 Section 333A, Section 428
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2015 S.I. 2015/2061 17 Dec 2015 Section 235
Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) 2015 S.I. 2015/1864 4 Nov 2015 Section 204A, Section 428
Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 S.I. 2015/853 23 Mar 2015 Section 21, Section 22, Section 55C
Financial Services and Markets Act 2000 (Collective Investment Schemes) 2015 S.I. 2015/754 17 Mar 2015 Section 235, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2015 S.I. 2015/731 16 Mar 2015 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) (Transitional Provisions) 2015 S.I. 2015/732 16 Mar 2015 Section 426, Schedule 2
National Savings 2015 S.I. 2015/623 10 Mar 2015 Section 426, Section 427
Financial Services and Markets Act 2000 (Regulated Activities) (Pensions Guidance Exclusions) 2015 S.I. 2015/489 4 Mar 2015 Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Banking Reform) (Pensions) 2015 S.I. 2015/547 4 Mar 2015 Section 142W, Section 428
Financial Services and Markets Act 2000 (Exemption) 2015 S.I. 2015/447 3 Mar 2015 Section 38
Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 S.I. 2015/352 23 Feb 2015 Section 21, Section 22, Section 38, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulated Activities) 2015 S.I. 2015/369 23 Feb 2015 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Regulation of Auditors and Actuaries) (PRA Specified Powers) 2015 S.I. 2015/61 26 Jan 2015 —
Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2014 S.I. 2014/3340 17 Dec 2014 Section 419, Section 428
Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 S.I. 2014/2632 26 Sep 2014 Section 426
Financial Services and Markets Act 2000 (Regulated Activities) 2014 S.I. 2014/1740 3 Jul 2014 Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 S.I. 2014/1446 4 Jun 2014 Section 426
Financial Services and Markets Act 2000 (Regulated Activities) 2014 S.I. 2014/1448 4 Jun 2014 Section 22, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2014 S.I. 2014/883 1 Apr 2014 Section 349, Section 428
Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 S.I. 2014/835 27 Mar 2014 Section 426
Competition and Markets Authority (Penalties) 2014 S.I. 2014/559 6 Mar 2014 Section 140D
Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) 2014 S.I. 2014/506 5 Mar 2014 Section 38, Section 426
Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 S.I. 2014/376 19 Feb 2014 Section 426
Financial Services and Markets Act 2000 (Consumer Credit) (Designated Activities) 2014 S.I. 2014/334 13 Feb 2014 Section 23, Section 428
Financial Services and Markets Act 2000 (Regulated Activities) 2014 S.I. 2014/366 13 Feb 2014 Section 22, Section 428, Schedule 2 paragraph 25
Financial Services and Markets Act 2000 (Appointed Representatives) 2014 S.I. 2014/206 3 Feb 2014 Section 39
Financial Services and Markets Act 2000 (Designated Consumer Bodies) 2013 S.I. 2013/3191 16 Dec 2013 —
Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2013 S.I. 2013/3128 9 Dec 2013 Section 426
Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 S.I. 2013/1908 30 Jul 2013 Section 286, Section 428
Tribunal Procedure 2013 S.I. 2013/606 13 Mar 2013 Section 133

Worked out from the legislation each instrument's preamble cites as the source of its powers. The provisions are read from the preamble's wording, as sections and Schedule paragraphs; "Under" is blank where that wording could not be read. An Act cited for another reason (a consultation it requires, say) can appear.

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