| Critical Third Parties (Designation) 2026 |
S.I. 2026/777 |
8 Jul 2026 |
Section 312L |
| Financial Services and Markets Act 2000 (Exemption) 2026 |
S.I. 2026/157 |
24 Feb 2026 |
Section 38 |
| Financial Services (Designated Consumer Body and Designated Representative Body) 2026 |
S.I. 2026/124 |
11 Feb 2026 |
— |
| Financial Services and Markets Act 2000 (Cryptoassets) 2026 |
S.I. 2026/102 |
4 Feb 2026 |
Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) (Providing Targeted Support) 2026 |
S.I. 2026/74 |
28 Jan 2026 |
Section 22, Schedule 2 paragraph 25 |
| Consumer Composite Investments (Designated Activities) 2025 |
S.I. 2025/1347 |
17 Dec 2025 |
Section 21, Section 238, Section 428 |
| Financial Services and Markets Act 2000 (Regulated Activities) (ESG Ratings) 2025 |
S.I. 2025/1349 |
15 Dec 2025 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2025 |
S.I. 2025/1205 |
17 Nov 2025 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities etc.) 2025 |
S.I. 2025/1154 |
3 Nov 2025 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Public Offers and Admissions to Trading (Amendment and Consequential and Transitional Provisions) 2025 |
S.I. 2025/1076 |
13 Oct 2025 |
Section 22, Section 55NB, Section 71Q, Section 71R, Section 141A, Section 428, Schedule 2 paragraph 25 |
| Markets in Financial Instruments 2025 |
S.I. 2025/1020 |
15 Sep 2025 |
Section 21, Section 22, Section 286, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities etc.) 2025 |
S.I. 2025/859 |
14 Jul 2025 |
Section 21, Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2023 (Private Intermittent Securities and Capital Exchange System Sandbox) 2025 |
S.I. 2025/583 |
14 May 2025 |
Section 21, Section 428 |
| Financial Services and Markets Act 2000 (Exemption) 2025 |
S.I. 2025/250 |
3 Mar 2025 |
Section 38 |
| Unauthorised Co-ownership Alternative Investment Funds (Reserved Investor Fund) 2025 |
S.I. 2025/216 |
25 Feb 2025 |
— |
| Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) 2025 |
S.I. 2025/22 |
13 Jan 2025 |
Section 71M, Section 71O, Section 71Q, Section 71R, Section 428 |
| Short Selling 2025 |
S.I. 2025/29 |
13 Jan 2025 |
Section 71K, Section 71M, Section 71N, Section 71O, Section 71Q, Section 71R, Section 428 |
| Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2025 |
S.I. 2025/30 |
13 Jan 2025 |
Section 142A, Section 142B, Section 142D, Section 142E, Section 142F, Section 428 |
| Financial Services and Markets Act 2000 (Collective Investment Schemes) 2025 |
S.I. 2025/17 |
8 Jan 2025 |
Section 235 |
| Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2024 |
S.I. 2024/1306 |
9 Dec 2024 |
Section 349 |
| Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) 2024 |
S.I. 2024/1264 |
2 Dec 2024 |
Schedule 17 paragraph 15 |
| Insurance Distribution (Regulated Activities and Miscellaneous Amendments) 2024 |
S.I. 2024/1239 |
27 Nov 2024 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Consumer Composite Investments (Designated Activities) 2024 |
S.I. 2024/1198 |
21 Nov 2024 |
Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 428 |
| Insurance and Reinsurance Undertakings (Prudential Requirements) (Amendment and Miscellaneous Provisions) 2024 |
S.I. 2024/1083 |
31 Oct 2024 |
Section 349, Section 428 |
| Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) 2024 |
S.I. 2024/719 |
28 May 2024 |
Section 22 |
| Securitisation 2024 |
S.I. 2024/705 |
22 May 2024 |
Section 71R, Section 428 |
| Financial Services and Markets Act 2000 (Overseas Funds Regime) (Equivalence) (European Economic Area) 2024 |
S.I. 2024/635 |
13 May 2024 |
Section 271A |
| Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) 2024 |
S.I. 2024/539 |
18 Apr 2024 |
Section 138BA, Section 428 |
| Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) 2024 |
S.I. 2024/301 |
5 Mar 2024 |
Section 21, Section 238, Section 426 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2024 |
S.I. 2024/169 |
19 Feb 2024 |
Section 22, Section 428 |
| Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) 2024 |
S.I. 2024/114 |
31 Jan 2024 |
Section 271S, Section 282C |
| Securitisation 2024 |
S.I. 2024/102 |
29 Jan 2024 |
Section 3RE, Section 71K, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 138EA, Section 428, Section 71S, Section 429 |
| Public Offers and Admissions to Trading 2024 |
S.I. 2024/105 |
29 Jan 2024 |
Section 21, Section 22, Section 71K, Section 71L, Section 71M, Section 71N, Section 71O, Section 71P, Section 71Q, Section 71R, Section 138EA, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Financial Promotion) 2023 |
S.I. 2023/1411 |
19 Dec 2023 |
Section 21, Section 55NB, Section 238, Section 426, Section 428 |
| Financial Services and Markets Act 2023 (Panel Remuneration and Reports) 2023 |
S.I. 2023/1273 |
27 Nov 2023 |
Section 1MA, Section 2LA, Section 428 |
| Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) 2023 |
S.I. 2023/966 |
5 Sep 2023 |
Section 55NB |
| Financial Services and Markets Act 2000 (Financial Promotion) 2023 |
S.I. 2023/612 |
7 Jun 2023 |
Section 21, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) 2023 |
S.I. 2023/548 |
17 May 2023 |
Section 22, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules and Miscellaneous Amendments) 2022 |
S.I. 2022/854 |
20 Jul 2022 |
Section 141A |
| Financial Services and Markets Act 2000 (Regulated Activities) 2022 |
S.I. 2022/726 |
29 Jun 2022 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2022 |
S.I. 2022/466 |
21 Apr 2022 |
Section 22, Section 38, Section 235, Section 426, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Exemption) 2022 |
S.I. 2022/100 |
3 Feb 2022 |
Section 38 |
| Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules) 2021 |
S.I. 2021/1388 |
8 Dec 2021 |
Section 141A |
| Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) 2021 |
S.I. 2021/1376 |
7 Dec 2021 |
Section 22A, Section 144F, Section 428 |
| Financial Services and Markets Act 2000 (Exemption) 2021 |
S.I. 2021/1127 |
8 Oct 2021 |
Section 38 |
| Financial Services and Markets Act 2000 (Prudential Regulation of FCA Investment Firms) (Definitions for the purposes of Part 9C) 2021 |
S.I. 2021/1046 |
14 Sep 2021 |
Section 143B |
| Markets in Financial Instruments (Capital Markets) 2021 |
S.I. 2021/774 |
28 Jun 2021 |
Section 141A, Section 286, Section 428 |
| Financial Services and Markets Act 2000 (Collective Investment Schemes) 2021 |
S.I. 2021/566 |
7 May 2021 |
Section 235 |
| Recognised Auction Platforms (Amendment and Miscellaneous Provisions) 2021 |
S.I. 2021/494 |
21 Apr 2021 |
Section 21, Section 22, Section 39, Section 286, Section 349, Section 428 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2021 |
S.I. 2021/90 |
27 Jan 2021 |
Section 21, Section 22, Section 39, Section 235, Section 417, Section 426, Section 427, Section 428, Schedule 2 paragraph 25, Schedule 2 paragraph 26 |
| Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) 2020 |
S.I. 2020/1406 |
26 Nov 2020 |
Section 349 |
| Bearer Certificates (Collective Investment Schemes) 2020 |
S.I. 2020/1346 |
24 Nov 2020 |
Section 262 |
| Financial Services and Markets Act 2000 (Regulated Activities) (Coronavirus) 2020 |
S.I. 2020/480 |
1 May 2020 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Civil Liability (Information Requirements) and Risk Transformation 2020 |
S.I. 2020/344 |
23 Mar 2020 |
Section 284A, Section 428 |
| Financial Services and Markets Act 2000 (Exemption) 2020 |
S.I. 2020/322 |
20 Mar 2020 |
Section 38 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2019 |
S.I. 2019/1067 |
1 Jul 2019 |
Section 22, Section 428 |
| Insolvency Rules 2018 2019 |
S.I. 2019/1059 |
26 Jun 2019 |
Section 379 |
| Bankruptcy (Financial Services and Markets Act 2000) Rules 2001 and the Insurers (Winding Up) Rules 2001 2019 |
S.I. 2019/754 |
29 Mar 2019 |
Section 379 |
| Financial Services and Markets Act 2000 (Claims Management Activity) 2018 |
S.I. 2018/1253 |
28 Nov 2018 |
Section 21, Section 22, Section 419A, Section 419B, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) 2018 |
S.I. 2018/897 |
24 Jul 2018 |
Section 142B |
| Financial Services and Markets Act 2000 (Regulated Activities) 2018 |
S.I. 2018/831 |
10 Jul 2018 |
Section 22, Section 419, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2018 |
S.I. 2018/394 |
21 Mar 2018 |
Section 419, Section 428 |
| Banking Act 2009 (Service Providers to Payment Systems) 2017 |
S.I. 2017/1167 |
29 Nov 2017 |
Section 142D, Section 142E |
| Payment Systems and Services and Electronic Money 2017 |
S.I. 2017/1173 |
29 Nov 2017 |
Section 379A |
| Financial Services and Markets Act 2000 (Regulated Activities) 2017 |
S.I. 2017/500 |
29 Mar 2017 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2017 |
S.I. 2017/488 |
28 Mar 2017 |
Section 21, Section 22, Section 137D, Section 419, Section 428, Schedule 2 paragraph 25, Section 137E, Section 429, Schedule 2 paragraph 26 |
| Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) 2017 |
S.I. 2017/456 |
21 Mar 2017 |
Section 349, Section 417, Section 428 |
| Financial Services and Markets Act 2000 (Early Exit Pension Charges) 2016 |
S.I. 2016/1079 |
8 Nov 2016 |
Section 137FBB |
| Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) 2016 |
S.I. 2016/1032 |
26 Oct 2016 |
Section 142B, Section 142D, Section 142E, Section 142F, Section 428 |
| Financial Services and Markets Act 2000 (Pensions Guidance) 2016 |
S.I. 2016/590 |
17 May 2016 |
Section 333A, Section 428 |
| Financial Services and Markets Act 2000 (Collective Investment Schemes) 2015 |
S.I. 2015/2061 |
17 Dec 2015 |
Section 235 |
| Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) 2015 |
S.I. 2015/1864 |
4 Nov 2015 |
Section 204A, Section 428 |
| Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 |
S.I. 2015/853 |
23 Mar 2015 |
Section 21, Section 22, Section 55C |
| Financial Services and Markets Act 2000 (Collective Investment Schemes) 2015 |
S.I. 2015/754 |
17 Mar 2015 |
Section 235, Section 428 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2015 |
S.I. 2015/731 |
16 Mar 2015 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) (Transitional Provisions) 2015 |
S.I. 2015/732 |
16 Mar 2015 |
Section 426, Schedule 2 |
| National Savings 2015 |
S.I. 2015/623 |
10 Mar 2015 |
Section 426, Section 427 |
| Financial Services and Markets Act 2000 (Regulated Activities) (Pensions Guidance Exclusions) 2015 |
S.I. 2015/489 |
4 Mar 2015 |
Section 22, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Banking Reform) (Pensions) 2015 |
S.I. 2015/547 |
4 Mar 2015 |
Section 142W, Section 428 |
| Financial Services and Markets Act 2000 (Exemption) 2015 |
S.I. 2015/447 |
3 Mar 2015 |
Section 38 |
| Financial Services and Markets Act 2000 (Miscellaneous Provisions) 2015 |
S.I. 2015/352 |
23 Feb 2015 |
Section 21, Section 22, Section 38, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2015 |
S.I. 2015/369 |
23 Feb 2015 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Regulation of Auditors and Actuaries) (PRA Specified Powers) 2015 |
S.I. 2015/61 |
26 Jan 2015 |
— |
| Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) 2014 |
S.I. 2014/3340 |
17 Dec 2014 |
Section 419, Section 428 |
| Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 |
S.I. 2014/2632 |
26 Sep 2014 |
Section 426 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2014 |
S.I. 2014/1740 |
3 Jul 2014 |
Section 22, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 |
S.I. 2014/1446 |
4 Jun 2014 |
Section 426 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2014 |
S.I. 2014/1448 |
4 Jun 2014 |
Section 22, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Disclosure of Confidential Information) 2014 |
S.I. 2014/883 |
1 Apr 2014 |
Section 349, Section 428 |
| Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 |
S.I. 2014/835 |
27 Mar 2014 |
Section 426 |
| Competition and Markets Authority (Penalties) 2014 |
S.I. 2014/559 |
6 Mar 2014 |
Section 140D |
| Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) 2014 |
S.I. 2014/506 |
5 Mar 2014 |
Section 38, Section 426 |
| Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2014 |
S.I. 2014/376 |
19 Feb 2014 |
Section 426 |
| Financial Services and Markets Act 2000 (Consumer Credit) (Designated Activities) 2014 |
S.I. 2014/334 |
13 Feb 2014 |
Section 23, Section 428 |
| Financial Services and Markets Act 2000 (Regulated Activities) 2014 |
S.I. 2014/366 |
13 Feb 2014 |
Section 22, Section 428, Schedule 2 paragraph 25 |
| Financial Services and Markets Act 2000 (Appointed Representatives) 2014 |
S.I. 2014/206 |
3 Feb 2014 |
Section 39 |
| Financial Services and Markets Act 2000 (Designated Consumer Bodies) 2013 |
S.I. 2013/3191 |
16 Dec 2013 |
— |
| Financial Services and Markets Act 2000 (Consumer Credit) (Transitional Provisions) 2013 |
S.I. 2013/3128 |
9 Dec 2013 |
Section 426 |
| Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 |
S.I. 2013/1908 |
30 Jul 2013 |
Section 286, Section 428 |
| Tribunal Procedure 2013 |
S.I. 2013/606 |
13 Mar 2013 |
Section 133 |