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Disciplinary measures Disciplinary measuresF1

United Kingdom

  1. 345Disciplinary measures: FCA
  2. 345ADisciplinary measures: PRA
  3. 345BProcedure and right to refer to Tribunal
  4. 345CDuty on publication of statement
  5. 345DImposition of penalties on auditors or actuaries: statement of policy
  6. 345EStatements of policy: procedure

Annotations

Textual amendments

F1

Ss. 345-345E and cross-heading substituted for s. 345 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 13 para. 7(1) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

Notes on Part XXII

Modifications

C1

Pt. 22 applied (with modifications) (30.4.2011) by The Electronic Money Regulations 2011 (S.I. 2011/99), regs. 1(2)(b), 62, Sch. 3 para. 5 (with reg. 3) (as amended (1.4.2013) by S.I. 2013/472, Sch. 2 para. 196(5)(e) and (18.9.2023) by S.I. 2023/790, regs. 1(2)(a), 2(3)(b))