Regulation 6 Signposting consumers to the redress scheme if complaints cannot be resolved

(1)

The regulated provider must send a relevant consumer a written notice informing that relevant consumer of the matters addressed at paragraph (2) in the circumstances described at paragraph (3).

(2)

A notice sent in accordance with paragraph (1) must notify the relevant consumer:

(a)

of their right to refer the consumer complaint to a qualifying redress scheme;

(b)

that the qualifying redress scheme process is independent of the regulated provider;

(c)

that the qualifying redress scheme process is free of charge to the relevant consumer and to any other category of complainant;

(d)

of the types of redress that may be available under a qualifying redress scheme; and

(e)

that any outcome of the qualifying redress scheme process is binding upon the regulated provider but not upon the relevant consumer or any other category of complainant.

(3)

A regulated provider must send a notice to a relevant consumer in accordance with paragraph (1) on the earlier of:

(a)

the first working day after the day (if any) upon which that regulated provider becomes aware that it is not able to resolve a consumer complaint to that relevant consumer's satisfaction; and

(b)

the date upon which the specified time period for that consumer complaint expires unless that date falls on a day that is not a working day, in which case the first working day thereafter.