OpenLegislation

Regulation 38 Transferable securities excluded from certain provisions of section 85 of FSMA 2000I1

United Kingdom

(1)

Schedule 11A (transferable securities) M1 is amended as follows.

F1(2)

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(3)

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(4)

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(5)

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(6)

In paragraph 7, omit sub-paragraph (2)(e).

F2(7)

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(8)

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Annotations

Textual amendments

F1

Reg. 38(2)-(5) omitted (6.9.2019) by virtue of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(2), 20 (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2)))

F2

Reg. 38(7)(8) omitted (6.9.2019) by virtue of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(2), 20 (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2)))

Marginal citations

M1

Inserted by S.I. 2005/1433.

Commencement

I1

Reg. 38 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)