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The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (revoked)

S.I. 2019/1234 · Made 5 September 2019 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 19 January 2026.

Exiting The European Union

Financial Services And Markets

Made at 9.00 a.m. on 5th September 2019

Laid before Parliament at 3.00 p.m. on 5th September 2019

Coming into force in accordance with regulation 1

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Annotations to the whole text

Textual amendments

F1

Regulations revoked (19.1.2026) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2025/1078, reg. 5(c)(ii)

Contents

  1. Part 1: General Repealed
  2. 1Citation, commencement and interpretation Repealed
  3. Part 2: Amendments of FSMA Repealed
  4. 2Amendments of FSMA Repealed
  5. 3Matters which may be dealt with by prospectus rules Repealed
  6. 4Prohibition of dealing etc in transferable securities without approved prospectus Repealed
  7. 5Exempt offers to the public and admissions to trading Repealed
  8. 6Power of FCA to suspend or prohibit trading on a trading facility Repealed
  9. 7Reporting of infringements Repealed
  10. 8Publication of notices Repealed
  11. 9Publication of notices – prospectus regulation Repealed
  12. Part 3: Amendments of the 2019 Regulations Repealed
  13. 10Amendments of the 2019 Regulations Repealed
  14. 11Regulation 4 Repealed
  15. 12Regulation 6 Repealed
  16. 13Regulation 8 Repealed
  17. 14Regulation 9 Repealed
  18. 15Regulation 10 Repealed
  19. 16Regulations 11 to 17 Repealed
  20. 17Regulation 30 Repealed
  21. 18Regulation 31 Repealed
  22. 19Regulation 36 Repealed
  23. 20Regulation 38 Repealed
  24. 21Regulations 40 to 66 Repealed
  25. 22Amendment of Commission Regulation (EC) No. 1569/2007 Repealed
  26. 23Amendment of the transitional provision Repealed
  27. 24Revocation of Schedule 1 Repealed
  28. 25Amendments of Schedule 2 Repealed
  29. Part 4: Amendments of other secondary legislation Repealed
  30. 26Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 Repealed
  31. 27Amendments of the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 Repealed
  32. 28Amendment of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 Repealed
  33. 29Amendments of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 Repealed
  34. 30Amendment of the Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 Repealed
  35. Part 5: Amendments of retained European Union law Repealed
  36. Chapter 1: Amendments of the Prospectus Regulation Repealed
  37. 31Amendments of the Prospectus Regulation Repealed
  38. 32Subject matter, scope and exemptions Repealed
  39. 33Definitions Repealed
  40. 34Obligation to publish a prospectus and exemptions Repealed
  41. 35Voluntary prospectus Repealed
  42. 36The prospectus summary Repealed
  43. 37The base prospectus Repealed
  44. 38The universal registration document Repealed
  45. 39Prospectuses consisting of separate documents Repealed
  46. 40Responsibility attaching to the prospectus Repealed
  47. 41Minimum information and format Repealed
  48. 42Simplified disclosure regime for secondary issuers Repealed
  49. 43EU Growth prospectus Repealed
  50. 44Risk factors Repealed
  51. 45Final offer price and amount of securities Repealed
  52. 46Omission of information Repealed
  53. 47Incorporation by reference Repealed
  54. 48Scrutiny and approval of the prospectus Repealed
  55. 49Publication of the prospectus Repealed
  56. 50Advertisements Repealed
  57. 51Supplements to the prospectus Repealed
  58. 52Omission of Articles 24 to 27 Repealed
  59. 53Third country issuers - prospectus drawn up in accordance with Regulation (EU) 2017/1129 Repealed
  60. 54Third country issuers - prospectus drawn up in accordance with laws of a third country Repealed
  61. 55Cooperation with third countries Repealed
  62. 56Amendment of heading of Chapter 7 Repealed
  63. 57Omission of Article 31 Repealed
  64. 58Powers of competent authorities Repealed
  65. 59Omission of Articles 33 and 34 Repealed
  66. 60Professional secrecy Repealed
  67. 61Data protection Repealed
  68. 62Omission of Articles 37 to 41 Repealed
  69. 63Publication of decisions Repealed
  70. 64Omission of Article 43 Repealed
  71. 65Amendment of heading of Chapter 9 Repealed
  72. 66Omission of Articles 44 and 45 and insertion of Article 45a Repealed
  73. 67Omission of Articles 47 and 48 Repealed
  74. 68Entry into force etc. Repealed
  75. 69Final provisions Repealed
  76. 70Annexes Repealed
  77. Chapter 2: Amendments of Commission Delegated Regulation (EU) 2019/980 Repealed
  78. 71Amendments of Commission Delegated Regulation (EU) 2019/980 Repealed
  79. Chapter 3: Amendments of Commission Regulation (EC) 1569/2007 Repealed
  80. 72Amendments of Commission Regulation (EC) No. 1569/2007 Repealed
  81. Chapter 4: Amendments of the EEA Agreement Repealed
  82. 73Amendments of EEA Agreement Repealed
  83. Part 6: Transitional provision Repealed
  84. 74Transitional provision for prospectuses notified under the Prospectus Regulation before IP completion day Repealed
  85. 75Transitional provision for registration documents and universal registration documents notified under the Prospectus Regulation before IP completion day Repealed
  86. Signature
  87. Schedule: Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980 Repealed
  88. 1Paragraph 1 Repealed
  89. 2Paragraph 2 Repealed
  90. 3Paragraph 3 Repealed
  91. 4Paragraph 4 Repealed
  92. 5Paragraph 5 Repealed
  93. 6Paragraph 6 Repealed
  94. 7Paragraph 7 Repealed
  95. 7AParagraph 7A Repealed
  96. 8Paragraph 8 Repealed
  97. 9Paragraph 9 Repealed
  98. 10Paragraph 10 Repealed
  99. 11Paragraph 11 Repealed
  100. 12Paragraph 12 Repealed
  101. 13Paragraph 13 Repealed
  102. 14Paragraph 14 Repealed
  103. 15Paragraph 15 Repealed
  104. 16Paragraph 16 Repealed
  105. 17Paragraph 17 Repealed
  106. 18Paragraph 18 Repealed
  107. 19Paragraph 19 Repealed
  108. 20Paragraph 20 Repealed
  109. 21Paragraph 21 Repealed
  110. 22Paragraph 22 Repealed
  111. 23Paragraph 23 Repealed
  112. Explanatory note