Regulation 80 Contraventions
United Kingdom
Any of the following persons, that is to say—
(a)
a person who contravenes any provision of these Regulations; and
(b)
an open-ended investment company (including any director or depositary of such a company) which contravenes any provision of F1FCA rules,
is to be treated as having contravened rules made under F2section 137A of the Act (FCA’s general rules).
Annotations
Textual amendments
- F1
Words in Regulations substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(2)
- F2
Words in reg. 80 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(9)