Schedule 3 RESTRICTED INFORMATION HELD BY THE REGULATOR: CERTAIN PERMITTED DISCLOSURES TO FACILITATE EXERCISE OF FUNCTIONS

Functions under—

1. (a)

   the Charities Act (Northern Ireland) 1964 (c. 33);

2. (b)

   Part III of the Pension Schemes Act; or

3. (c)

   this Order.

Functions under—

1. (a)

   F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2. (b)

   the Insolvency Order, . . .

3. (c)

   . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Functions under—

1. (a)

   Part XIV of the Companies Act 1985 (c. 6),

2. (b)

   the Insolvency Act 1986 (c. 45),

3. (c)

   Part III of the Companies Act 1989 (c. 40),

4. (d)

   Part I of the Export and Investment Guarantees Act 1991 (c. 67) (apart from sections 5 and 6),

5. (e)

   Part III of the Pension Schemes Act 1993 (c. 48),

6. (f)

   Part V of the Police Act 1997 (c. 50),

7. (g)

   the Financial Services and Markets Act 2000 (c. 8), or

8. (h)

   the Pensions Act 2004 (c. 35),

and functions of co-operating with overseas government authorities and bodies in relation to criminal matters.

Functions under—

1. (a)

   the legislation relating to friendly societies,

2. (b)

   the Building Societies Act 1986 (c. 53), or

3. (c)

   the Financial Services and Markets Act 2000 (c. 8).

Functions under—

1. (a)

   the Pension Schemes Act, or

2. (b)

   the Pension Schemes Act 1993 (c. 48).

Functions under—

1. (a)

   the Income and Corporation Taxes Act 1988 (c. 1),

2. (b)

   the Taxation of Chargeable Gains Act 1992 (c. 12),

3. (c)

   Part III of the Pension Schemes Act 1993,

4. (d)

   Part III of the Pension Schemes Act,

5. (e)

   F6the Income Tax (Earnings and Pensions) Act 2003 (c. 1),

6. (f)

   the Income Tax (Trading and Other Income) Act 2005 (c. 5) (so far as relating to functions previously exercised under the Income and Corporation Taxes Act 1988 (c. 1)), F7 . . .

7. (g)

   Part 4 of the Finance Act 2004 (c. 12).F8, or

8. (h)

   the Income Tax Act 2007 (so far as relating to functions previously exercised under the Income and Corporation Taxes Act 1988).

A person authorised to exercise powers under—

1. (a)

   section 447 of the Companies Act 1985,

2. (b)

   F10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3. (c)

   section 84 of the Companies Act 1989 (c. 40).

A person appointed under—

1. (a)

   section 167 of the Financial Services and Markets Act 2000 (c. 8),

2. (b)

   section 168(3) or (5) of that Act, or

3. (c)

   section 284 of that Act,

to conduct an investigation.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F16 Any body carrying on activities concerned with any of the matters set out in section 16(2) of the Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27) F17 . . . (a “relevant body”), any subsidiary F18 (as defined in section 1159 of the Companies Act 2006) of a relevant body and any body established under the constitution of a relevant body or such a subsidiary.

Its functions relating to carrying on activities concerned with any of the following matters—

1. (a)

   issuing standards to be applied in actuarial work,

2. (b)

   issuing standards in respect of matters to be contained in reports or other communications required to be produced or made by actuaries or in accordance with standards within paragraph (a),

3. (c)

   investigating departures from standards within paragraph (a) or (b),

4. (d)

   taking steps to secure compliance with standards within paragraph (a) or (b),

5. (e)

   carrying out investigations into public interest cases arising in connection with the performance of actuarial functions by members of the F19Institute and Faculty of Actuaries (“the Institute and Faculty”), or persons who are not such members but are subject to the rules of that body in performing actuarial functions (“members”),

6. (f)

   holding disciplinary hearings relating to members following the conclusion of investigations within paragraph (e),

7. (g)

   deciding whether (and, if so, what) disciplinary action should be taken against members to whom hearings within paragraph (f) related,

8. (h)

   supervising the exercise by the F20Institute and Faculty of—

   1. (i)

      investigatory or disciplinary functions exercised by the Institute and Facultyin relation to the performance by their members of actuarial functions,

   2. (ii)

      the setting by the Institute and Faculty of standards in relation to the performance by their members of actuarial functions, and

   3. (iii)

      the determining by the Institute and Faculty of requirements in relation to the education and training of their members,

9. (i)

   overseeing or directing any of the matters mentioned in paragraphs (a) to (h),

and functions relating to the funding of activities concerned with any of the matters mentioned in paragraphs (a) to (i).

Any functions in connection with any levy payable to it under section 17 of the Companies (Audit, Investigations and Community Enterprise) Act 2004.

Functions under—

1. (a)

   Part III,

2. (b)

   Part 3A, and

3. (c)

   Part IV

of that Schedule.

Functions under—