OpenLegislation

Schedule 7 RESTRICTED INFORMATION HELD BY THE BOARD: CERTAIN PERMITTED DISCLOSURES TO FACILITATE EXERCISE OF FUNCTIONS

Northern Ireland

PersonsFunctions
The Department.

Functions under—

  1. (a)

    the Charities Act (Northern Ireland) 1964 (c. 33),

  2. (b)

    Part III of the Pension Schemes Act, or

  3. (c)

    this Order.

The Department of Enterprise, Trade and Investment.

Functions under—

  1. (a)

    F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  2. (b)

    the Insolvency Order, . . .

  3. (c)

    . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

The Secretary of State.

Functions under—

  1. (a)

    Part XIV of the Companies Act 1985 (c. 6),

  2. (b)

    the Insolvency Act 1986 (c. 45),

  3. (c)

    Part III of the Companies Act 1989 (c. 40),

  4. (d)

    Part I of the Export and Investment Guarantees Act 1991 (c. 67) (apart from sections 5 and 6),

  5. (e)

    Part III of the Pension Schemes Act 1993 (c. 48),

  6. (f)

    Part V of the Police Act 1997 (c. 50),

  7. (g)

    the Financial Services and Markets Act 2000 (c. 8), or

  8. (h)

    the Pensions Act 2004 (c. 35),

and functions of co-operating with overseas government authorities and bodies in relation to criminal matters.

The Bank of England.Any of its functions F2, apart from its functions as the Prudential Regulation Authority .
The F3Financial Conduct Authority or the Prudential Regulation Authority.

Functions under—

  1. (a)

    the legislation relating to friendly societies,

  2. (b)

    the Building Societies Act 1986 (c. 53), or

  3. (c)

    the Financial Services and Markets Act 2000.

The Charity Commissioners.Functions under the Charities Act 1993 (c. 10).
The Pensions Regulator Tribunal.Any of its functions.
F4The First-tier Tribunal.Functions relating to decisions of the Regulator.
The Upper Tribunal.Functions relating to decisions of the Regulator.
The Pensions Ombudsman.

Functions under—

  1. (a)

    the Pension Schemes Act, or

  2. (b)

    the Pension Schemes Act 1993.

The Ombudsman for the Board of the Pension Protection Fund.Any of his functions.
The Comptroller and Auditor General for Northern Ireland.Any of his functions.
The Comptroller and Auditor General.Any of his functions.
The Auditor General for Wales.Any of his functions.
The Auditor General for Scotland.Any of his functions.
The Commissioners of Inland Revenue or their officers.

Functions under—

  1. (a)

    the Income and Corporation Taxes Act 1988 (c. 1),

  2. (b)

    the Taxation of Chargeable Gains Act 1992 (c. 12),

  3. (c)

    Part III of the Pension Schemes Act,

  4. (d)

    Part III of the Pension Schemes Act 1993 (c. 48), F5. . .

  5. (e)

    the Income Tax (Earnings and Pensions) Act 2003 (c. 1).

F6F7. . .

  1. (f)

    the Income Tax (Trading and Other Income) Act 2005 (c. 5) (so far as relating to functions previously exercised under the Income and Corporation Taxes Act 1988 (c. 1)).F8, or

  2. (g)

    the Income Tax Act 2007 (so far as relating to functions previously exercised under the Income and Corporation Taxes Act 1988).

The Commissioners of Customs and Excise.Functions under any enactment.
The Official Receiver for Northern Ireland or the Official Receiver in England and Wales.Functions under the enactments relating to insolvency.
F9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
An inspector appointed by the Secretary of State.Functions under Part XIV of the Companies Act 1985 (c. 6).

A person authorised to exercise powers under—

  1. (a)

    section 447 of the Companies Act 1985,

  2. (b)

    F10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  3. (c)

    section 84 of the Companies Act 1989 (c. 40).

Functions under those sections F11. . . .

A person appointed under—

  1. (a)

    section 167 of the Financial Services and Markets Act 2000 (c. 8),

  2. (b)

    section 168(3) or (5) of that Act, or

  3. (c)

    section 284 of that Act,

to conduct an investigation.

Functions in relation to that investigation.
A body designated under section 326(1) of that Act.Functions in its capacity as a body designated under that section.
A recognised investment exchange F12, recognised clearing house, F13..., third country central counterparty, recognised CSD, ... or third country CSD (as defined by section 285 of that Act).Functions in its capacity as an exchange F14, clearing house, central counterparty or central securities depository recognised under that Act.
A body corporate established in accordance with section 212(1) of that Act.Functions under the Financial Services Compensation Scheme, established in accordance with section 213 of that Act.
The Panel on Takeovers and Mergers.Functions under the City Code on Takeovers and Mergers and the Rules Governing Substantial Acquisitions of Shares for the time being issued by the Panel.
The General Insurance Standards Council.Functions of regulating sales and advisory and service standards in relation to insurance.
A recognised professional body (within the meaning of Article 350 of the Insolvency Order).Functions in its capacity as such a body under that Order.
A person on whom functions are conferred by or under Part 2, 3 or 4 of the Proceeds of Crime Act 2002 (c. 29).The functions so conferred.
The Counter Fraud and Security Management Service established under the Counter Fraud and Security Management Service (Establishment and Constitution) Order 2002 (S.I. 2002/3039).Any of its functions.
A recognised professional body (within the meaning of section 391 of the Insolvency Act 1986 (c. 45)). under that Act.Functions in its capacity as such a body
F15. . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F16A member of the panel appointed under paragraph 4 of Schedule 17 to the Financial Services and Markets Act 2000 (c. 8) by the body corporate established by paragraph 2 of that Schedule.

Functions under—

  1. (a)

    Part III,

  2. (b)

    Part 3A, and

  3. (c)

    Part IV

of that Schedule.

The Gambling Commission.

Functions under—

(a)

the Gaming Act 1968 (c. 65),

(b)

the Lotteries and Amusements Act 1976 (c. 32), and

(c)

the Gambling Act 2005 (c. 19).

Annotations

Textual amendments

F1

Sch. 7: words in the entry relating to "The Department of Enterprise, Trade and Investment" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(a) (with art. 10)

F2

Words in Sch. 7 inserted (1.3.2017) by The Bank of England and Financial Services (Consequential Amendments) Regulations 2017 (S.I. 2017/80), reg. 1, Sch. para. 16(b)

F3

Words in Sch. 7 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 101

F4

Sch. 7: entries inserted (6.4.2010) by Pensions Regulator Tribunal (Transfer of Functions) Act (Northern Ireland) 2010 (c. 4), ss. 3(1), 5(2), Sch. 1 para. 24 (with transitional and saving in Sch. 2); S.R. 2010/101, art. 2

F5

Sch. 7: word omitted (7.12.2006) in the entry relating to "The Commissioners of Inland Revenue or their officers" by virtue of Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(a)(i)

F6

Sch. 7: word repealed (6.4.2007 with effect as mentioned in s. 1034(1) of the amending Act) in the entry relating to the Commissioners of Inland Revenue or their officers by Income Tax Act 2007 (c. 3), ss. 1027, 1031, 1034(1), Sch. 1 para. 609(a), Sch. 3 Pt. 1 (with Sch. 2)

F7

Sch. 7: words added (7.12.2006) in the entry relating to "The Commissioners of Inland Revenue or their officers" by Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(a)(ii)

F8

Sch. 7: words inserted (6.4.2007 with effect as mentioned in s. 1034(1) of the amending Act) in the entry relating to the Commissioners of Inland Revenue or their officers by Income Tax Act 2007 (c. 3), ss. 1027, 1034(1), Sch. 1 para. 609(b) (with Sch. 2)

F9

Sch. 7: entry relating to "An inspector appointed by the Department of Enterprise, Trade and Investment" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(b) (with art. 10)

F10

Sch. 7: words in the entry relating to "A person authorised to exercise powers under" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(c)(i) (with art. 10)

F11

Sch. 7: words in the entry relating to "A person authorised to exercise powers under" omitted (1.10.2009) by virtue of Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 252(11)(c)(ii) (with art. 10)

F12

Words in Sch. 7 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 28(3)(a) (with regs. 7(4), 9(1))

F13

Words in Sch. 7 table omitted (31.12.2020) by virtue of The Occupational and Personal Pension Schemes (Amendment etc.) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/193), regs. 1, 5(10); 2020 c. 1, Sch. 5 para. 1(1)

F14

Words in Sch. 7 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 28(3)(b) (with regs. 7(4), 9(1))

F15

Sch. 7: entry relating to the "Gaming Board for Great Britain" omitted (7.12.2006) by virtue of Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(b)

F16

Sch. 7: entries added (7.12.2006) by Pensions (2005 Order) (Disclosure of Restricted Information) (Amendment of Specified Persons) Order (Northern Ireland) 2006 (S.R. 2006/444), art. 2(3)(c)