Schedule 3 Prescribed offences – adult placement servicesI1
England and Wales
| Provision creating offence | General nature of the offence | Amount of penalty |
|---|---|---|
| Regulation 3(3) and (5) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose | An amount corresponding to two and a half times level 4 on the standard scale |
| Regulation 7(3) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirement to provide copy accounts | An amount corresponding to level 4 on the standard scale |
| Regulation 8(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements to have in place specified policies and procedures | An amount corresponding to level 4 on the standard scale |
| Regulation 11(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of a carer agreement | An amount corresponding to level 4 on the standard scale |
| Regulation 16(1), (2) and (3) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information about the service | An amount corresponding to two times level 4 on the standard scale |
| Regulation 28(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the fitness of staff | An amount corresponding to two and a half times level 4 on the standard scale |
| Regulation 31(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information for staff | An amount corresponding to two times level 4 on the standard scale |
| Regulation 40 (1) and (2) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to records | An amount corresponding to two times level 4 on the standard scale |
| Regulation 41(1) and (3) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to notifications | An amount corresponding to two times level 4 on the standard scale |
| Regulation 46(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager | An amount corresponding to two and a half times level 4 on the standard scale |
| Regulation 53(1) and (2) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources | An amount corresponding to two times level 4 on the standard scale |
| Regulation 54(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider | An amount corresponding to two times level 4 on the standard scale |
| Regulation 59(4) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review | An amount corresponding to two times level 4 on the standard scale |
| Regulation 60(1) of the Adult Placement Services Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support | An amount corresponding to two times level 4 on the standard scale |
| Regulation 63(1) and (3) of the Adult Placement Services Regulations | Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator | An amount corresponding to two times level 4 on the standard scale |
Annotations
Commencement
- I1
Sch. 3 in force at 1.7.2019, see reg. 1(2)