Article 4 I1F1

to refuse an application for F20Part 4A permission under the 2000 Act,

to vary or to cancel such permission (or to refuse to vary or cancel such permission) or to impose a requirement under F21section 55L, 55M or 55O of that Act or,

to make, or to refuse to vary or revoke, an order under section 56 of that Act (prohibition orders),

to refuse an application for F22... approval under section 59 of that Act or to withdraw such approval,

to refuse to make, or to revoke, an order declaring a unit trust scheme to be an authorised unit trust scheme under section 243 of the 2000 Act or to refuse to give its approval under section 251 of the 2000 Act to a proposal to replace the manager or trustee of such a scheme,

to give a direction under section 257 of the 2000 Act (authorised unit trust schemes), or to vary (or to refuse to vary or revoke) such a direction,

to refuse to make, or to revoke, an order declaring a contractual scheme to be an authorised contractual scheme under section 261D of the 2000 Act or to refuse to give its approval under section 261Q of the 2000 Act to a proposal to replace the operator or depositary of such a scheme,

to give a direction under section 261X of the 2000 Act or to vary (or to refuse to vary or revoke) such a direction,

to refuse to make, or to revoke, an authorisation order under regulation 14 of the Open-Ended Investment Companies Regulations 2001 or to refuse to give its approval under regulation 21 of those Regulations to a proposal to replace a director or to appoint an additional director of an open-ended investment company,

to give a direction to an open-ended investment company under regulation 25 of those Regulations or to vary (or refuse to vary or revoke) such a direction,

F24...to refuse to make, or to revoke, an order declaring a collective investment scheme to be a recognised scheme under F25section 271A or section 272 of F26the 2000 Act,

to refuse to make, or to revoke, a recognition order under section 290 of the 2000 Act, otherwise than by virtue of section 292(2) of that Act, F27to refuse to vary a recognition order under section 290ZA(1) of the 2000 Act, to vary a recognition order under section 290ZA(2) of the 2000 Act, F28to refuse to grant an authorisation of the sort referred to in section 290ZB(1)(a) of the 2000 Act, to withdraw an authorisation of the sort referred to in section 290ZB(1)(c) of the 2000 Act, or to give a direction to a UK recognised investment exchange F29, recognised clearing house or recognised CSD under section 296 F30or 296A of the 2000 Act,

to make, or to refuse to vary or to revoke, an order under section 329 (orders in respect of members of a designated professional body in relation to the general prohibition), F31...

to dismiss, fail to promote or exclude a person from being a key worker of F32the FCA or the PRA,

to refuse an application for registration as an authorised electronic money institution or a small electronic money institution under the Electronic Money Regulations 2011, F34...

to vary or cancel such registration (or to refuse to vary or cancel such registration) or to impose a requirement under regulation 7 of those Regulations,

to refuse an application for registration as an authorised payment institution F36, a registered account information service provider or a small payment institution under the Payment Services Regulations F372017, F38...

to vary or cancel such registration (or to refuse to vary or cancel such registration) or to impose a requirement under regulation 7 of those Regulations,

in a case requiring any decision referred to in paragraphs (i) to (xvi), where the FCA, the PRA or the Bank of England has the function of deciding whether to give consent or conditional consent in relation to the decision which is proposed in that case, to give or refuse to give consent or to give conditional consent, or

in a case requiring any decision referred to in paragraphs (i) to (xvi), where the FCA, the PRA or the Bank of England has the power under the 2000 Act to direct another regulator as to the decision to be taken in that case, to decide whether to give a direction and, if a direction is to be given, what direction to give,

to refuse an application for listing under Part VI of the 2000 Act or to discontinue or suspend the listing of any securities under section 77 of that Act,

to refuse to grant a person’s application for approval as a sponsor under section 88 of the 2000 Act or to cancel such approval, F42...

to dismiss, fail to promote or exclude a person from being a key worker of F43the FCA in relation to the exercise of its functions under Part 6 of the 2000 Act, or

to refuse to grant a person’s application under information provider rules (within the meaning of section 89P(9) of the 2000 Act) for approval as a Primary information provider, to impose limitations or other restrictions on the giving of information to which such an approval relates or to cancel such an approval,

to refuse to admit any person as, or to exclude, an underwriting agent (within the meaning of section 2 of Lloyd’s Act 1982), where that person has, or who has applied for, F46Part 4A permission, or

to dismiss, or to exclude a person from being, an associate of the Council of Lloyd's,

to refuse an application for registration under section 7 of the 2016 Act,

to refuse (under section 12 of the 2016 Act) an application made by a person under section 11(1)(a)(i) or (ii) of the 2016 Act to vary their registration,

to cancel a person’s registration under section 15(1)(b) to (f) or 23(1) of the 2016 Act,

to vary a person’s registration under section 13(3)(b) or (4)(b) or 23(1) of the 2016 Act;