Article 3 Exceptions from article 5(3)(b) of the Order in relation to certain professions, offices, employments, etc.

Changes not yet applied. Later legislation changes this provision in ways not yet written into the text below:

• art. 3(d)(via)(vib) inserted by Collective Investment in Transferable Securities (Contractual Scheme) 2013 reg. 8(4)
• art. 3(f)(iii) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(b)(iii)
• art. 3(f)(iv) inserted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(b)(iv)
• art. 3(g) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(c)
• art. 3(i) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(d)
• art. 3(1)(d)(ix) modified by Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) 2024 reg. 8(3)
• art. 3(b) substituted by Rehabilitation of Offenders (Exceptions) 2001 art. 3
• art. 3(b) text amended by Rehabilitation of Offenders (Exceptions) 2009 art. 5(1)
• art. 3(k)-(o) added by Rehabilitation of Offenders (Exceptions) 2009 art. 5(2)
• art. 3(d)(x) words substituted by Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 reg. 29(4)(a)(i)
• art. 3(d)(x) words inserted by Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 reg. 29(4)(a)(ii)
• art. 3(j) words substituted by Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) 2013 reg. 29(4)(b)
• art. 3(d)(xii) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(vii)
• art. 3(d)(x) words inserted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(v)
• art. 3(d)(xi) word omitted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(vi)
• art. 3(d) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(i)
• art. 3(d)(i) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(ii)
• art. 3(d)(ii) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(iii)
• art. 3(d)(iv) words omitted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(iv)
• art. 3(d)(xiii)(xiv) inserted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(a)(viii)
• art. 3(f) words substituted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(b)(i)
• art. 3(f)(ii) word omitted by Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) 2013 Sch. 2 para. 3(4)(b)(ii)
• art. 3 words omitted by Rehabilitation of Offenders (Exceptions) 2012 art. 5(1)
• art. 3(d) omitted by Rehabilitation of Offenders (Exceptions) 2012 art. 5(2)
• art. 3(d)(xiii)-(xvi) inserted by Rehabilitation of Offenders (Exceptions) 2012 art. 5(2)
• art. 3(p)(q) inserted by Control of Explosives Precursors etc. 2014 reg. 29(3)(a)
• art. 3(d)(xiii)-(xviii) omitted by Rehabilitation of Offenders (Exceptions) 2014 art. 4
• art. 3(d)(xiii)-(xviii) inserted by Rehabilitation of Offenders (Exceptions) 2014 art. 4
• art. 3(1) art. 3 renumbered by Rehabilitation of Offenders (Exceptions) 2014 art. 7(a)
• art. 3(1) words substituted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(b)
• art. 3(1)(b) words inserted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(c)(i)
• art. 3(1)(b) words inserted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(c)(ii)
• art. 3(1)(b) words omitted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(c)(iii)
• art. 3(1)(c) omitted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(d)
• art. 3(2) inserted by Rehabilitation of Offenders (Exceptions) 2014 art. 7(e)
• art. 3(1)(d)(xv) words inserted by Payment Systems and Services and Electronic Money 2017 reg. 4(c)(i)
• art. 3(1)(d)(xv) word substituted by Payment Systems and Services and Electronic Money 2017 reg. 4(c)(ii)
• art. 3(1)(d)(x) words inserted by Central Securities Depositories 2017 Sch. para. 19(4)(a)(i)
• art. 3(1)(d)(x) words substituted by Central Securities Depositories 2017 Sch. para. 19(4)(a)(ii)
• art. 3(1)(j) words substituted by Central Securities Depositories 2017 Sch. para. 19(4)(b)
• art. 3(1)(d)(ix) words inserted by Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) 2024 reg. 7(3)