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The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013

S.I. 2013/472 · Made 7 March 2013 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 13 July 2026.

Financial Services And Markets

Made 7th March 2013

Laid before Parliament 8th March 2013

Coming into force 1st April 2013

The Treasury in exercise of the powers conferred by sections 115(2), 118 and 119(3) of the Financial Services Act 2012f1, makes the following Order:

Annotations to the whole text

Footnotes

f1

2012 c.21.

Contents

  1. 1Citation, commencement and interpretation
  2. 2Revocations
  3. 3Amendments of subordinate legislation and related transitional provision
  4. 4Amendment of subordinate legislation (references to Part IV of the Financial Services and Markets Act 2000)
  5. 5Amendments of subordinate legislation (references to Part X of the Financial Services and Markets Act 2000)
  6. 6Amendments of subordinate legislation (references to the UK Listing Authority or the Competent Authority for Listing)
  7. Signature
  8. Schedule 1Revocations
  9. Schedule 2: Amendments of subordinate legislation
  10. 1The Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
  11. 2The Consumer Credit Licensing (Representations) Order 1976
  12. 3The Rehabilitation of Offenders (Exceptions) Order (Northern Ireland) 1979
  13. 4The Stamp Duty Reserve Tax Regulations 1986
  14. 5The Insolvency Rules 1986
  15. 6The Personal Pension Schemes (Disclosure of Information) Regulations 1987
  16. 7The Insolvency (Northern Ireland) Order 1989
  17. 8The Insolvency Rules (Northern Ireland) 1991
  18. 9The Financial Markets and Insolvency Regulations 1991
  19. 10The Act of Sederunt (Rules of the Court of Session 1994) 1994
  20. 11The Insolvent Partnerships Order 1994
  21. 12The Credit Institutions (Protection of Depositors) Regulations 1995
  22. 13The Occupational Pension Schemes (Transfer Values) Regulations (Northern Ireland) 1996
  23. 14The Occupational Pension Schemes (Transfer Values) Regulations 1996
  24. 15The Teachers’ Superannuation (Provision of Information and Administrative Expenses etc.) Regulations 1996
  25. 16The National Health Service Pension Scheme (Provision of Information and Administrative Expenses etc.) Regulations 1996
  26. 17The Insurance Companies (Reserves) (Tax) Regulations 1996
  27. 18The Local Government Pension Scheme Regulations 1997
  28. 19The Firemen’s Pensions (Provision of Information) Regulations 1997
  29. 20The Police Pensions (Provision of Information) Regulations 1997
  30. 21The Building Societies (Accounts and Related Provisions) Regulations 1998
  31. 22The Individual Savings Account Regulations 1998
  32. 23The Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999
  33. 24The Personal Portfolio Bonds (Tax) Regulations 1999
  34. 25The Public Interest Disclosure (Prescribed Persons) Order 1999
  35. 26The Unfair Terms in Consumer Contracts Regulations 1999
  36. 27The Financial Markets and Insolvency (Settlement Finality) Regulations 1999
  37. 28Transitional provision in connection with the Financial Markets and Insolvency (Settlement Finality) Regulations 1999
  38. 29The Local Government Pension Scheme (Management and Investment of Funds) Regulations (Northern Ireland) 2000
  39. 30The Stakeholder Pension Schemes Regulations (Northern Ireland) 2000
  40. 31The Stakeholder Pension Schemes Regulations 2000
  41. 32The Terrorism Act 2000 (Crown Servants and Regulators) Regulations 2001
  42. 33The Representation of the People (England and Wales) Regulations 2001
  43. 34The Representation of the People (Scotland) Regulations 2001
  44. 35The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
  45. 36The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
  46. 37The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001
  47. 38The Financial Services and Markets Act 2000 (Exemption) Order 2001
  48. 39Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
  49. 40The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
  50. 41The Open-Ended Investment Companies Regulations 2001
  51. 42The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001
  52. 43The Criminal Defence Service (General) (No.2) Regulations 2001
  53. 44The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Rules) Order 2001
  54. 45The Financial Services and Markets Act 2000 (Consequential and Transitional Provisions) (Miscellaneous) Order 2001
  55. 46The Financial Services and Markets Act 2000 (Disclosure of Information by Prescribed Persons) Regulations 2001
  56. 47The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
  57. 48The Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001
  58. 49The Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) Order 2001
  59. 50The Financial Services and Markets Act 2000 (Variation of Threshold Conditions) Order 2001
  60. 51The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
  61. 52Transitional provision in relation to the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001
  62. 53The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001
  63. 54The Financial Services and Markets Act 2000 (Own-initiative Power) (Overseas Regulators) Regulations 2001
  64. 55The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001
  65. 56The Financial Services and Markets Act 2000 (Transitional Provisions, Repeals and Savings) (Financial Services Compensation Scheme) Order 2001
  66. 57The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) (No. 2) Order 2001
  67. 58The Financial Services and Markets Act 2000 (Gibraltar) Order 2001
  68. 59The Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in Other EEA States) Regulations 2001
  69. 60The Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001
  70. 61The Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001
  71. 62The Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) Regulations 2001
  72. 63Transitional provisions in relation to the Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) Regulations 2001
  73. 64The Financial Services and Markets Act 2000 (Control of Transfers of Business Done at Lloyd’s) Order 2001
  74. 65Transitional provision in relation to the Financial Services and Markets Act 2000 (Control of Transfers of Business Done at Lloyd’s) Order 2001
  75. 66The Financial Services and Markets Tribunal (Legal Assistance) Regulations 2001
  76. 67The Financial Services and Markets Tribunal (Legal Assistance Scheme—Costs) Regulations 2001
  77. 68The Bankruptcy (Financial Services and Markets Act 2000) Rules 2001
  78. 69The Insurers (Winding Up) Rules 2001
  79. 70The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001
  80. 71The Friendly Societies Act 1974 (Seal of the Financial Services Authority) Regulations 2001
  81. 72Transitional provision in relation to the Friendly Societies Act 1974 (Seal of the Financial Services Authority) Regulations 2001
  82. 73The Uncertificated Securities Regulations 2001
  83. 74The Insurers (Winding Up) (Scotland) Rules 2001
  84. 75The Welsh Language Schemes (Public Bodies) Order 2002
  85. 76The Financial Services and Markets Act 2000 (Consequential Amendments and Transitional Provisions) (Credit Unions) Order 2002
  86. 77The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002
  87. 78The Financial Services and Markets Act 2000 (Fourth Motor Insurance Directive) Regulations 2002
  88. 79The Insolvency (Northern Ireland) Order 2002
  89. 80The Proceeds of Crime Act 2002 (Disclosure of Information to and by Lord Advocate and Scottish Ministers) Order 2003
  90. 81The Energy (Northern Ireland) Order 2003
  91. 82The Financial Services and Markets Act 2000 (Communications by Actuaries) Regulations 2003
  92. 83Transitional provision in relation to the Financial Services and Markets Act 2000 (Communications by Actuaries) Regulations 2003
  93. 84The Enterprise Act 2002 (Part 8 Community Infringements Specified UK Laws) Order 2003
  94. 85The Land Registration Rules 2003
  95. 86The Freedom of Information (Additional Public Authorities) Order 2003
  96. 87The Open-Ended Investment Companies Regulations (Northern Ireland) 2004
  97. 88The Insurers (Reorganisation and Winding Up) Regulations 2004
  98. 89The Financial Services and Markets Act 2000 (Transitional Provisions) (Complaints Relating to General Insurance and Mortgages) Order 2004
  99. 90The Crime (International Co-operation) Act 2003 (Designation of Prosecuting Authorities) Order 2004
  100. 91The Credit Institutions (Reorganisation and Winding Up Regulations) 2004
  101. 92Transitional provision in relation to the Credit Institutions (Reorganisation and Winding up Regulations) 2004
  102. 93The Child Trust Funds Regulations 2004
  103. 94The Employment Tribunals (Constitution and Rules of Procedure) Regulations 2004
  104. 95The Financial Conglomerates and Other Financial Groups Regulations 2004
  105. 96Transitional provision in relation to the Financial Conglomerates and Other Financial Groups Regulations 2004
  106. 97The Financial Services (Distance Marketing) Regulations 2004
  107. 98The Financial Services and Markets Act 2000 (Stakeholder Products) Regulations 2004
  108. 99The Pension Protection Fund (PPF Ombudsman) Order (Northern Ireland) 2005
  109. 100The Independent Health Care Regulations (Northern Ireland) 2005
  110. 101The Pensions (Northern Ireland) Order 2005
  111. 102The Investment Recommendation (Media) Regulations 2005
  112. 103The Bankruptcy (Financial Services and Markets Act 2000) Rules (Northern Ireland) 2005
  113. 104Insurers (Winding-Up) Rules (Northern Ireland) 2005
  114. 105The Pension Protection Fund (PPF Ombudsman) Order 2005
  115. 106The General Optical Council (Registration Appeals Rules) Order of Council 2005
  116. 107The General Optical Council (Registration Rules) Order of Council 2005
  117. 108The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
  118. 109The Insurers (Reorganisation and Winding Up) (Lloyd’s) Regulations 2005
  119. 110The Proceeds of Crime Act 2002 (External Requests and Orders) Order 2005
  120. 111The Financial Assistance Scheme (Appeals) Regulations 2005
  121. 112The Insolvency Practitioners Regulations (Northern Ireland) 2006
  122. 113The Community Benefit Societies (Restriction on Use of Assets) Regulations 2006
  123. 114The Permitted Persons (Designation) Order 2006
  124. 115The Authorised Investment Funds (Tax) Regulations 2006
  125. 116The Cross-Border Insolvency Regulations 2006
  126. 117The Banks (Former Authorised Institutions) (Insolvency) Order 2006
  127. 118The Capital Requirements Regulations 2006
  128. 119Transitional provision in relation to the Capital Requirements Regulations 2006
  129. 120The Compensation Act 2006 (Contribution for Mesothelioma Claims) Regulations 2006
  130. 121The Gambling (Operating Licence and Single-Machine Permit Fees) Regulations 2006
  131. 122The Water and Sewerage Services (Northern Ireland) Order 2006
  132. 123The Enterprise Act 2002 (Amendment) Regulations 2006
  133. 124The Cross-Border Insolvency Regulations (Northern Ireland) 2007
  134. 125The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007
  135. 126The Iran (Financial Sanctions) Order 2007
  136. 127The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) (Northern Ireland) Order 2007
  137. 128The Regulation of Investigatory Powers (Authorisations Extending to Scotland) Order 2007
  138. 129The Money Laundering Regulations 2007
  139. 130The Political Parties, Elections and Referendums Act 2000 (Northern Ireland Political Parties) Order 2007
  140. 131The Transfer of Funds (Information on the Payer) Regulations 2007
  141. 132The Registered Pension Schemes (Authorised Member Payments) Regulations 2007
  142. 133The Legislative and Regulatory Reform (Regulatory Functions) Order 2007
  143. 134The Regulated Covered Bonds Regulations 2008
  144. 135The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008
  145. 136The Northern Rock plc Transfer Order 2008
  146. 137The Insurance Accounts Directive (Miscellaneous Insurance Undertakings) Regulations 2008
  147. 138The Bank Accounts Directive (Miscellaneous Banks) Regulations 2008 Repealed
  148. 139The Northern Rock plc Compensation Scheme Order 2008
  149. 140The Political Parties, Elections and Referendums Act 2000 (Northern Ireland Political Parties) Order 2008
  150. 141The Serious Organised Crime and Police Act 2005 (Disclosure of Information by SOCA) Order 2008
  151. 142The Proceeds of Crime Act 2002 (Disclosure of Information) Order 2008
  152. 143The Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008
  153. 144The Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008
  154. 145Transitional provision in relation to the Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008
  155. 146The Bradford & Bingley plc Transfer of Securities and Property etc. Order 2008
  156. 147The Heritable Bank plc Transfer of Certain Rights and Liabilities Order 2008
  157. 148The Transfer of Rights and Liabilities to ING Order 2008
  158. 149The Kaupthing Singer & Friedlander Limited Transfer of Certain Rights and Liabilities Order 2008
  159. 150The Non-Domestic Rating (Small Business Relief) (Wales) Order 2008
  160. 151The Pre-release Access to Official Statistics Order 2008
  161. 152The Bradford & Bingley plc Compensation Scheme Order 2008
  162. 153The Bank Administration Rules (Northern Ireland) 2009
  163. 154The Bank Insolvency (No.2) Rules (Northern Ireland) 2009
  164. 155The Payment Services Regulations 2009
  165. 156Transitional provision in connection with the Payment Services Regulations 2009
  166. 157The Companies (Disclosure of Address) Regulations 2009
  167. 158The Banking Act 2009 (Bank Administration) (Modification for Application to Banks in Temporary Public Ownership) Regulations 2009
  168. 159The Banking Administration (Sharing Information) Regulations 2009
  169. 160The Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009
  170. 161The Bank Administration (Scotland) Rules 2009
  171. 162The Bank Insolvency (Scotland) Rules 2009
  172. 163The Bank Insolvency (England and Wales) Rules 2009
  173. 164The Bank Administration (England and Wales) Rules 2009
  174. 165The Unit Trusts (Electronic Communications) Order 2009
  175. 166The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009
  176. 167The Amendments to Law (Resolution of Dunfermline Building Society) Order 2009
  177. 168The Proceeds of Crime Act 2002 (References to Financial Investigators) Order 2009
  178. 169The Building Societies (Insolvency and Special Administration) Order 2009
  179. 170The Building Society Special Administration (Scotland) Rules 2009
  180. 171The Zimbabwe (Financial Sanctions) Regulations 2009
  181. 172The Burma/Myanmar (Financial Restrictions) Regulations 2009
  182. 173The Overseas Companies Regulations 2009
  183. 174The Limited Liability Partnerships (Application of Companies Act 2006) Regulations 2009
  184. 175The Dunfermline Building Society Independent Valuer Order 2009
  185. 176The General Insurers’ Technical Provisions (Appropriate Amount) (Tax) Regulations 2009
  186. 177The Company, Limited Liability Partnership and Business Names (Public Authorities) Regulations 2009
  187. 178The Offshore Funds (Tax) Regulations 2009
  188. 179The Burma (Restrictive Measures) (Overseas Territories) Order 2009
  189. 180The Scottish and Northern Ireland Banknote Regulations 2009
  190. 181The Local Government Pension Scheme (Management and Investment of Funds) Regulations 2009
  191. 182The Northern Rock plc Transfer Order 2009
  192. 183The Local Government Pension Scheme (Management and Investment of Funds) (Scotland) Regulations 2010
  193. 184The Regulation of Investigatory Powers (Communications Data) Order 2010
  194. 185The Regulation of Investigatory Powers (Directed Surveillance and Covert Human Intelligence Sources) Order 2010
  195. 186The Health and Social Care Act 2008 (Regulated Activities) Regulations 2010
  196. 187The Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010
  197. 188The Credit Rating Agencies Regulations 2010
  198. 189The Financial Services and Markets Act 2000 (Contribution to Costs of Special Resolution Regime) Regulations 2010
  199. 190The Building Society Special Administration (England and Wales) Rules 2010
  200. 191The Building Society Insolvency (England and Wales) Rules 2010
  201. 192The Building Society Insolvency (Scotland) Rules 2010
  202. 193The Official Statistics Order 2010
  203. 194The Somalia (Asset-Freezing) Regulations 2010
  204. 195The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) Order 2010
  205. 196The Electronic Money Regulations 2011
  206. 197The Legal Services Act 2007 (Disclosure of Restricted Information) Order 2011
  207. 198The Investment Bank Special Administration Regulations 2011
  208. 199Transitional provision in relation to the Investment Bank Special Administration Regulations 2011
  209. 200The Libya (Financial Sanctions) Order 2011
  210. 201The Libya (Asset-Freezing) Regulations 2011
  211. 202The Independent Health Care (Wales) Regulations 2011
  212. 203The Tunisia (Restrictive Measures) (Overseas Territories) Order 2011
  213. 204The Egypt (Asset-Freezing) Regulations 2011
  214. 205The Tunisia (Asset-Freezing) Regulations 2011
  215. 206The Ivory Coast (Asset-Freezing) Regulations 2011 Repealed
  216. 207The Democratic People’s Republic of Korea (Asset-Freezing) Regulations 2011
  217. 208The Iran (Asset-Freezing) Regulations 2011
  218. 209The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011
  219. 210The Investment Bank Special Administration (England and Wales) Rules 2011
  220. 211Transitional provision in relation to the Bank Special Administration (England and Wales) Rules 2011
  221. 212The Undertakings for Collective Investment in Transferable Securities Regulations 2011
  222. 213The Egypt (Restrictive Measures) (Overseas Territories) Order 2011
  223. 214The Afghanistan (Asset-Freezing) Regulations 2011
  224. 215The Equality Act 2010 (Specific Duties) Regulations 2011
  225. 216The Investment Bank Special Administration (Scotland) Rules 2011
  226. 217Transitional provision in relation to the Investment Bank Special Administration (Scotland) Rules 2011
  227. 218The Belarus (Restrictive Measures) (Overseas Territories) Order 2011
  228. 219The Al-Qaida (Asset-Freezing) Regulations 2011
  229. 220The Financial Services and Markets Act 2000 (Permissions, Transitional Provisions and Consequential Amendments) (Northern Ireland Credit Unions) Order 2011
  230. 221The Iran (Restrictive Measures) (Overseas Territories) Order 2011
  231. 222The Syria (European Union Financial Sanctions) Regulations 2012
  232. 223The Iran (European Union Financial Sanctions) Regulations 2012
  233. 224The Postal Services Act 2011 (Disclosure of Information) Order 2012
  234. 225The Guinea-Bissau (Asset-Freezing) Regulations 2012
  235. 226The Supervision of Accounts and Reports (Prescribed Body) and Companies (Defective Accounts and Directors’ Reports) (Authorised Person) Order 2012
  236. 227The Iraq (Asset-Freezing) Regulations 2012
  237. 228The Sudan (Asset-Freezing) Regulations 2012
  238. 229The Republic of Guinea (Asset-Freezing) Regulations 2012
  239. 230The Democratic Republic of the Congo (Asset-Freezing) Regulations 2012
  240. 231The Eritrea (Asset-Freezing) Regulations 2012
  241. 232The Liberia (Asset-Freezing) Regulations 2012
  242. 233The Lebanon and Syria (Asset-Freezing) Regulations 2012
  243. 234The Prospectus Regulations 2012
  244. 235The Syria (Restrictive Measures) (Overseas Territories) Order 2012
  245. 236The Iran (Restrictive Measures) (Overseas Territories) Order 2012
  246. 237The Al-Qaida (United Nations Measures) (Overseas Territories) Order 2012
  247. 238The Afghanistan (United Nations Measures) (Overseas Territories) Order 2012
  248. 239The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 Repealed
  249. 240The Iraq (United Nations Sanctions) (Overseas Territories) (Amendment) Order 2012
  250. 241The Eritrea (Sanctions) (Overseas Territories) Order 2012
  251. 242The Zimbabwe (Sanctions) (Overseas Territories) Order 2012
  252. 243The Controlled Foreign Companies (Excluded Banking Business Profits) Regulations 2012
  253. 244The Somalia (Sanctions) (Overseas Territories) Order 2012
  254. 245The Democratic People’s Republic of Korea (Sanctions) (Overseas Territories) Order 2012
  255. 246The Côte d’Ivoire (Sanctions) (Overseas Territories) Order 2012
  256. 247The Guinea-Bissau (Sanctions) (Overseas Territories) Order 2012
  257. 248The Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012
  258. 249The Criminal Legal Aid (General) Regulations 2013
  259. 250The Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013
  260. 251The Belarus (Asset-Freezing) Regulations 2013
  261. 252The Guinea (Sanctions) (Overseas Territories) Order 2013
  262. Explanatory note