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Part 2 Disciplinary measures and procedures

Repealed

  1. 5Temporary prohibition relating to management functions
  2. 6Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
  3. 7Public censure
  4. 8Financial penalties
  5. 9Statements of policy
  6. 10Statements of policy: procedure
  7. 11Restriction on penalties

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 29 and 1.11.2024 otherwise) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xxii); S.I. 2024/891, reg. 2(c)(i)