Regulation 20A Further information to be suppliedF1

Subject to regulation 21A(7), regulations 21 and 21A apply to a person who, before IP completion day—

(a)

has submitted an advance application to the FCA in accordance with regulation 5, and has not been notified by the FCA of its decision in respect of the application in accordance with regulation 7;

(b)

has notified the FCA in accordance with regulation 17, and has not received a response from the FCA in accordance with regulation 19; or

(c)

has been notified by the FCA of a decision to register in accordance with regulation 7 or a decision to confirm the notification in accordance with regulation 19.

Annotations

Textual amendments

F1: Reg. 20A inserted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 47(4)