Regulation 21 Duty to disclose informationF1

A person to whom this regulation applies must notify the FCA without delay if—

(a)

any information contained in, or accompanying—

(i)

an advance application submitted in accordance with regulation 5, or

(ii)

a notification made in accordance with regulation 17,

changes; or

(b)

there are any material changes which affect or may affect compliance by that person with the conditions for registration set out in Title 7 of the European Market Infrastructure Regulation.

Annotations

Textual amendments

F1: Regs. 21, 21A substituted for reg. 21 (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 47(5)