Regulation 26 Warning noticeI1
United Kingdom
(1)
If the FCA proposes to—
(a)
publish a statement in respect of a trade repository under regulation 28; or
(b)
impose a penalty on a trade repository under regulation 29,
it must give the trade repository a warning notice.
(2)
A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3)
A warning notice about a proposal to impose a penalty must state the amount of the penalty.
Annotations
Commencement
- I1
Reg. 26 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1
Notes on Chapter 2
Modifications
- C1
Pt. 4 Ch. 2 applied (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 28(a)