Chapter 2 ENFORCEMENT PROVISIONS RELATING TO TRADE REPOSITORIESC1
United Kingdom
- 26Warning notice
- 27Decision notice
- 28Public censure
- 29Financial penalties
- 30Statement of policy
- 31Statement of policy: procedure
- 32Powers to issue guidance
- 33Injunctions
Annotations
Modifications
- C1
Pt. 4 Ch. 2 applied (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 28(a)