Regulation 32 Powers to issue guidanceI1

United Kingdom

(1)

The FCA may give guidance consisting of such information and advice as it considers appropriate in respect of—

(a)

the operation of this Part, Chapter 3 of the SFT regulation or the TRATP Regulations;

(b)

any matters relating to the functions of the FCA under this Part, Chapter 3 of the SFT regulation or the TRATP Regulations;

(c)

any other matters about which it appears to the FCA to be desirable to give information or advice about this Part, Chapter 3 of the SFT regulation or the TRATP Regulations.

(2)

The FCA may—

(a)

publish its guidance;

(b)

offer copies of its published guidance for sale at a reasonable price;

(c)

if it gives guidance in response to a request made by any person, make a reasonable charge for that guidance.

Annotations

Commencement

I1: Reg. 32 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1

Notes on Chapter 2

Modifications

C1: Pt. 4 Ch. 2 applied (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 28(a)