Paragraph 18

United Kingdom

(1)

In this Schedule “enforcement authority” means—

F1(a)

The Financial Conduct Authority (“the FCA”),

(b)

the Commissioners for Her Majesty's Revenue and Customs (“HMRC”), F2...

F3(c)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4(d)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

In this Part of this Schedule “enforcement officer” means—

(a)

an officer of the F5FCA , including a member of the staff or an agent of the FCA ,

(b)

an officer of Revenue and Customs,

F6(c)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F7(d)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . or

(e)

a local enforcement officer.

(3)

A “local enforcement officer” means—

(a)

in Great Britain, an officer of a local weights and measures authority;

(b)

in Northern Ireland, an officer of F8the Department of Enterprise, Trade and Investment in Northern Ireland (“DETINI”) acting pursuant to arrangements made with the F9FCA for the purposes of this Schedule.

Annotations

Textual amendments

F1: Sch. 7 para. 18(1)(a) substituted (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 18 para. 127(2)(a) (with Sch. 20); S.I. 2013/423, art. 3, Sch.
F2: Word in Sch. 7 para. 18(1)(b) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 15(2)(a)(i)
F3: Sch. 7 para. 18(1)(c) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 15(2)(a)(ii)
F4: Sch. 7 para. 18(1)(d) and preceding word repealed (31.3.2012) by Terrorist Asset-Freezing etc. Act 2010 (c. 38), ss. 51(1)(b), 55(2), Sch. 2 Pt. 2; S.I. 2011/2835, art. 2(a)(d)
F5: Word in Sch. 7 para. 18(2) substituted (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 18 para. 127(2)(b) (with Sch. 20); S.I. 2013/423, art. 3, Sch.
F6: Sch. 7 para. 18(2)(c) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 15(2)(a)(iii)
F7: Sch. 7 para. 18(2)(d) repealed (31.3.2012) by Terrorist Asset-Freezing etc. Act 2010 (c. 38), s. 55(2), Sch. 1 para. 11(1), Sch. 2 Pt. 2; S.I. 2011/2835, art. 2(c)(d)
F8: Words in Sch. 7 para. 18(3)(b) substituted (31.3.2012) by Terrorist Asset-Freezing etc. Act 2010 (c. 38), s. 55(2), Sch. 1 para. 11(2); S.I. 2011/2835, art. 2(c)
F9: Word in Sch. 7 para. 18(3)(b) substituted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 15(2)(b)