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Schedule Reporting of actual or potential contraventions of the market abuse regulation to the FCA

  1. 1Interpretation
  2. 2FCA dedicated staff members
  3. 3Information regarding the receipt of reports of contraventions and their follow up
  4. 4Procedures applicable to reports of contraventions
  5. 5Dedicated communication channels
  6. 6Record-keeping of reports received
  7. 7Protection of persons working under a contract of employment
  8. 8Review of the procedures by FCA

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 23) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xv)