Paragraph 2 FCA dedicated staff members
The FCA must have staff members dedicated to handling reports of contraventions (“FCA dedicated staff members”).
FCA dedicated staff members must be trained for the purposes of handling reports of contraventions.
FCA dedicated staff members must exercise the following functions—
providing any interested person with information on the procedures for making reports of contraventions;
receiving and following up reports of contraventions; and
where the reporting person has provided contact details, maintaining contact with that person except where the reporting person has explicitly requested otherwise or the FCA reasonably believes that maintaining contact would jeopardise the protection of the reporting person's identity.
Notes on the whole SI
Textual amendments
- F1
Regulations revoked (14.12.2023 for the revocation of reg. 23) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xv)