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Paragraph 1 Interpretation

In this Schedule—

  • “dedicated communication channels” has the meaning given by paragraph 5;

  • “FCA dedicated staff members” has the meaning given by paragraph 2;

  • “reported person” means a person who is accused of having committed, or of intending to commit, a contravention of the market abuse regulation by a reporting person;

  • “reporting person” means a person reporting an actual or potential contravention of the market abuse regulation to the FCA; and

  • “report of a contravention” means a report submitted by the reporting person to the FCA regarding an actual or potential contravention of the market abuse regulation M1.

Annotations

Marginal citations

M1

OJ No L 173, 14.04.2014, p31.

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 23) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xv)