Article 2 InterpretationI1
United Kingdom
In this Order—
“the Act” means the Financial Services and Markets Act 2000;
F1“agreement provider” has the meaning given by paragraph (3) of article 63J of the Regulated Activities Order, read with paragraphs (6) and (7) of that article;
“agreement seller” has the meaning given by article 63J(3) of the Regulated Activities Order;
F2“contract of insurance” has the meaning given by article 3(1) of the Regulated Activities Order;
“contractually based investment” has the meaning given by article 3(1) of the Regulated Activities Order;
F3“home purchase provider” has the meaning given by article 63F(3) of the Regulated Activities Order;
“home purchaser” has the meaning given by article 63F(3) of the Regulated Activities Order;
“occupational pension scheme” and “personal pension scheme” have the meaning given by section 1 of the Pension Schemes Act 1993f1;
F4“plan provider” has the meaning given by paragraph (3) of article 63B of the Regulated Activities Order, read with paragraphs (7) and (8) of that article;
F5“record of insurance intermediaries” means the record maintained by the F6FCA under section 347 of the Act (the public record) by virtue of article 93 of the Regulated Activities Order (recorded insurance intermediaries);
“the Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001f2;
F7“regulated home purchase plan” has the meaning given by article 63F(3) of the Regulated Activities Order;
“regulated home reversion plan” has the meaning given by article 63B(3) of the Regulated Activities Order;
“regulated mortgage contract” has the meaning given by article 61 of the Regulated Activities Order;
F8“regulated sale and rent back agreement” has the meaning given by article 63J(3) of the Regulated Activities Order;
F9“relevant investment” has the meaning given by article 3(1) of the Regulated Activities Order;
F10“reversion seller” has the meaning given by article 63B(3) of the Regulated Activities Order;
“security” has the meaning given by article 3(1) of the Regulated Activities Order;
F11“structured deposit” has the meaning given by article 3(1) of the Regulated Activities Order;
“syndicate” has the meaning given by article 3(1) of the Regulated Activities Order.
For the purposes of this Order, a person is a member of a personal pension scheme if he is a person to or in respect of whom benefits are or may become payable under the scheme.
Annotations
Textual amendments
- F1
Words in art. 2(1) inserted (1.7.2009 for specified purposes, 30.6.2010 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 (S.I. 2009/1342), arts. 1(2), 29(2)(a)
- F2
Words in art. 2(1) inserted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 16(2)(a)
- F3
Words in art. 2(1) inserted (6.11.2006 for specified purposes, 6.4.2007 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 (S.I. 2006/2383), arts. 1(2), 32(2)(a)
- F4
Words in art. 2(1) inserted (6.11.2006 for specified purposes, 6.4.2007 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 (S.I. 2006/2383), arts. 1(2), 32(2)(b)
- F5
Words in art. 2(1) inserted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 16(2)(b)
- F6
Word in art. 2(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 40
- F7
Words in art. 2(1) inserted (6.11.2006 for specified purposes, 6.4.2007 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 (S.I. 2006/2383), arts. 1(2), 32(2)(c)
- F8
Words in art. 2(1) inserted (1.7.2009 for specified purposes, 30.6.2010 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 (S.I. 2009/1342), arts. 1(2), 29(2)(b)
- F9
Words in art. 2(1) substituted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 16(2)(c)
- F10
Words in art. 2(1) inserted (6.11.2006 for specified purposes, 6.4.2007 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 (S.I. 2006/2383), arts. 1(2), 32(2)(d)
- F11
Words in art. 2(1) inserted (1.4.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017 (S.I. 2017/488), art. 1(2), Sch. para. 8(2)
Commencement
Footnotes
- f1
-
1993 c. 48. The definition of “personal pension scheme” in section 1 was amended by the Welfare Reform and Pensions Act 1999 (c. 30), Schedule 2, para. 3(1)(a).
- f2
-
S.I. 2001/544.