OpenLegislation

Miscellaneous Miscellaneous

United Kingdom

  1. 96Obligations of issuers of listed securities.
  2. 96ADisclosure of information requirements
  3. 96BDisclosure rules: persons responsible for compliance
  4. 96CSuspension of trading
  5. 97Appointment by FCA of persons to carry out investigations.
  6. 97AReporting of infringements
  7. 98Advertisements etc. in connection with listing applications.
  8. 99Fees.
  9. 100Penalties.
  10. 100AExercise of powers where UK is host member state
  11. 101Listing rules: general provisions.
  12. 102Exemption from liability in damages.

Notes on Part VI

Modifications

C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

C2

Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)