OpenLegislation

Part VI Official ListingC1C2

United Kingdom

  1. ...
  2. Rules
  3. The official list
  4. Listing
  5. Listing particulars
  6. Contravention of prohibition relating to public offer of securities
  7. Approval of prospectus
  8. Transfer of application for approval of a prospectus
  9. Final terms
  10. Supplementary prospectus
  11. Passporting
  12. Transferable securities: powers of FCA
  13. Rights of investors
  14. Registered investors
  15. Sponsors
  16. Transparency obligations
  17. Power of FCA to call for information
  18. Powers exercisable in case of infringement of transparency obligation
  19. Corporate governance
  20. Primary information providers
  21. Compensation for false or misleading statements etc
  22. Penalties
  23. Competition
  24. Miscellaneous
  25. Interpretative provisions

Annotations

Modifications

C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

C2

Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)